- S&P Global (Boulder, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- The Brattle Group (San Francisco, CA)
- …in financial economics, corporate finance, energy, competition, and regulatory economics. ** Securities Intern Role** As a Research Analyst intern at The Brattle ... models to assess value of financial assets, intangible property and securities . + Accounting: Assessing a company's internal controls to identify manipulation… more
- Bank of America (New York, NY)
- …Voluntary Corporate Actions for high profile clients. + Reconciling cash / securities for our clients, counterparties with BOFA across products, market, and ... Voluntary Corporate Actions for high profile clients. + Reconciling cash / securities for our clients, counterparties with BOFA across products, market, and… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- S&P Global (Boulder, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- S&P Global (Boulder, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Ally (Albany, NY)
- …as required. Much of the focus will be analyzing investment securities comprised of equities, equity options, treasury bonds, agency residential mortgage-backed ... securities (RMBS), non-agency RMBS, agency commercial mortgage-backed securities (CMBS), and corporate & municipal bonds. Broader responsibilities will include… more
- JPMorgan Chase (San Francisco, CA)
- …lending sales team, you will leverage your deep expertise in margin, securities -based lending, custom lending, and mortgages to enhance client experiences and ... closing of transactions. + Serve as a subject matter expert in securities -based lending, margin lending, custom lending and mortgages, staying informed about… more
- PNC (Baltimore, MD)
- …support investment advisory subsidiaries of PNC that are registered with the US Securities and Exchange Commission (SEC). Your primary role will be to support and ... legal and financial requirements. Ideal candidates bring some experience in securities law, governance requirements and corporate compliance, along with a… more
- Raymond James Financial, Inc. (Honolulu, HI)
- …services environment. + Investment concepts, practices and procedures used in the securities industry. + Principles of finance and securities industry ... and FA practices, business valuation methods and modeling may be required. + Securities rules and regulations in order to conduct proper due diligence analysis of… more