- MUFG (New York, NY)
- …Pensions, and others. Products and Asset classes include asset backed securities , agency mortgage securities , collateralized loan obligations, agency commercial ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- S&P Global (Boulder, CO)
- …+ Apply comprehensive credit knowledge to analyze complex bond securities , economic indicators, management structures, governance frameworks, and challenging ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- The Hershey Company (Hershey, PA)
- …to join our Legal Department with a primary focus on corporate securities compliance, corporate governance, and public company reporting obligations. The SEC and ... a critical role in ensuring compliance with applicable federal and state securities laws, stock exchange requirements, and internal governance policies. * Role… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg conducting due… more
- Raymond James Financial, Inc. (Springfield, IL)
- …services environment. + Investment concepts, practices and procedures used in the securities industry. + Principles of finance and securities industry ... and FA practices, business valuation methods and modeling may be required. + Securities rules and regulations in order to conduct proper due diligence analysis of… more
- MetLife (Whippany, NJ)
- …for the operations collateral management of MetLife's Derivatives Operations, and Securities Lending programs. The individual will support MIM's increased derivative ... Review and execute daily margin call activity for MetLife's Securities Lending Desk. * Manage the daily trade settlement...the daily trade settlement process for FED and DTC securities with our CPs and custody bank; initiate internal… more
- Robert Half Legal (New York, NY)
- …department is hiring an attorney. 1st or 2nd year only. Requirements: * Public company securities experience a plus. * Must be admitted to the NY Bar or admission ... York State Bar or have admission pending. * Experience with public company securities is preferred. * Demonstrated analytical abilities and sound legal judgment. *… more
- Manulife (Boston, MA)
- …requirements for this role, you will need to acquire the Series 7 and Series 66 securities licenses within 120 days of hire so that you can then begin your career as ... these exams. You will also need to complete your Securities Industry Essentials (SIE) exam. We will also provide...preferred. + Completion of Series 7 and Series 66 securities licenses within 120 days of hire. + Validated… more
- JPMorgan Chase (San Francisco, CA)
- …lending sales team, you will leverage your deep expertise in margin, securities -based lending, custom lending, and mortgages to enhance client experiences and ... closing of transactions. + Serve as a subject matter expert in securities -based lending, margin lending, custom lending and mortgages, staying informed about… more