- Huntington National Bank (Columbus, OH)
- …This role offers an excellent opportunity to learn about the municipal securities business. Additionally, you may participate in special projects to drive process ... 6 months of employment + Experience in fixed income securities + Proficient with Bloomberg TOMS and Ipreo Municipal...issues across asset classes, with a focus on Municipal securities Exempt Status: (Yes = not eligible for overtime… more
- Raymond James Financial, Inc. (Dallas, TX)
- …by the financial advisor. * Oversees the process of outside account reporting, securities litigation submissions and renewing of insurance and state securities ... and methods. * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations. **Skill in** *… more
- JPMorgan Chase (New York, NY)
- …expansion and demonstrating advocacy for specific product and solutions across securities /asset services data. + Contributes meaningfully to the analysis, design, ... quality control, and documentation for securities /asset services data. + Serves as a key leader...+ Prior experience with data management offerings, focusing on Securities Services Data + Understanding of needs and obligations… more
- JPMorgan Chase (Newark, DE)
- …and Investor Services business, an area comprised of the world's leading securities and derivatives sales, trading, research and operations groups providing clients ... (P&S and Option Clearance), you will have this rewarding opportunity to support securities trading for high profile clients and various internal teams to allow for… more
- Fifth Third Bank, NA (Fort Thomas, KY)
- …with more complex financial profiles. Accountable for sales of full range of securities products and achieve targeted securities fee income goals within assigned ... and external client relationships. + Highly developed knowledge of the securities business, investment products and financial solutions. + Highly developed sales… more
- Atria Wealth Solutions (Dublin, CA)
- …experience, including sales coaching experience. + Series 7, 63, 65 (or 66) Securities Registrations, and Life Insurance licenses are required. + Series 24 or Series ... 9/10 Securities Registrations equivalent required. + Previous Financial Advisor experience...and services, as well as, life insurance, annuity and securities products. + Strong practical understanding of general economic… more
- S&P Global (Boulder, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- S&P Global (Dallas, TX)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- MUFG (New York, NY)
- …and Sales Desks sitting on the trading floor performing trade capture for securities and derivatives, perform US Treasury Auctions and other FOMC Operations, and ... for all trading and sales desks for Fixed Income Securities and Interest Rate, Credit, and FX Derivatives ensuring...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more