- Huntington National Bank (Columbus, OH)
- …seeking a Portfolio Management Associate. This position will work with Huntington Securities , Inc. To-Be-Announced Securities ("TBA") Trading team and Credit to ... origination, underwriting, management and monitoring of TBA Trading activities. Mortgage-backed securities are commonly traded on a to-be-announced basis. In this… more
- Edward Jones (Stockton, CA)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... degree is strongly preferred or equivalent work-related experience within the securities /financial services industry + Financial services and/or sales experience +… more
- Federal Energy Regulatory Commission (FERC) (Washington, DC)
- …be paid. If hired, you may be required to divest certain energy-related securities . Applicant must currently be DE Certified. Time-in-grade requirements must be met ... regulation, which specifically prohibits FERC employees from holding certain energy-related securities . To comply with these regulations and statutes, divestiture of… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (Chicago, IL)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Wells Fargo (San Francisco, CA)
- …**Desired Qualifications:** + Experience in the Equity Capital Markets products + Securities industry experience + Ability to develop and execute business vision, ... in a fast-paced and results-driven environment **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of… more
- S&P Global (Chicago, IL)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Deloitte (Jersey City, NJ)
- …structured product transaction of certain Mortgaged-Backed Assets (MBS), Asset-Backed Securities (ABS), Commercial Mortgage-Backed Securities (CMBS), Residential ... Mortgage-Backed Securities (RMBS) and Collateralized Loan Obligations (CLO). Our clients include primary broker dealers and originators in the fixed-income industry. Specific areas of work could include: + Perform loan file review, analytics, and… more
- JPMorgan Chase (Newark, DE)
- …and Quantitative Impact Studies (QIS) for regulatory agencies. The BM&A Securities Financing Transaction Team is responsible for assessing regulatory policy, driving ... regulations based on input parameters or infrastructure changes - specific to Securities Financing Transaction (SFT) risk stripe. + Perform quarterly stress testing… more