- Robert Half Legal (Broomfield, CO)
- Description Senior Corporate Governance Securities Paralegal Our client, a leading dynamic, technology company in the aviation industry, is seeking a 7 plus years, ... legal department or large law firm. Strong understanding of securities law, entity management, and corporate governance. Exceptional organizational, communication,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Trexquant Investment (Stamford, CT)
- …on financial and business legal risks + Monitor and interpret changes in securities laws, SEC regulations, and corporate governance trends. + Manage legal efforts to ... needed. + Help develop and maintain internal policies and procedures related to securities law compliance. Requirements + JD from an accredited law school and… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a CIB Quantitative Strategist - Vice President (Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking. Learn more ... role to the trading floor **Required Qualifications:** + 5+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- JPMorgan Chase (Boston, MA)
- …**Job responsibilities** + Oversee the maintenance of accurate accounting and securities records for each fund administered, ensuring all controls are adhered ... + Lead the resolution of complex ETF issues where accounting or securities transactions breach the validation tolerances of our systems, leveraging your advanced… more
- Mizuho Corporate Bank (New York, NY)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... clients, including initial public offerings, follow-on offerings, and convertible securities . An Analyst/Associate is expected to understand the implications,… more
- MUFG (New York, NY)
- …and integrate into the team with a team lead mentality. **Responsibilities:** ** Securities Settlement and Exception Management:** + Monitor and actively process US ... and issues. **Qualifications:** + 3-5 years of experience in US Treasury securities settlements, preferably in a broker-dealer environment. + Strong analytical and… more
- MUFG (New York, NY)
- …settlement engine. This role requires deep expertise in trade flows, securities processing, cash management, and settlement across platforms such as Broadridge ... settlement technology. FUNCTIONAL SKILLS * Deep expertise in trade flows, securities processing, cash management, and settlement * Proficiency in settlement… more
- BeOne Medicines (San Mateo, CA)
- General Description: BeOne is seeking an experienced corporate securities and transactional lawyer to complement our global Legal and Compliance team who thrives in ... policy review and preparation of board/committee materials. + Draft and review securities filings, including completing form checks against relevant rules, and SEC… more