- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (Boulder, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Thrivent Financial (Bellevue, WA)
- …by individual situation), which may include: + Resident state Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63, 7 and 66, or 7, 63 ... encouraged to apply. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation… more
- Intercontinental Exchange (ICE) (Jacksonville, FL)
- …will be to generate daily evaluations for Agency Residential Mortgage Backed Securities (RMBS). The candidate will work in a team environment collecting market ... accordance with the policies and procedures utilized within the Mortgage Related Securities Group. **Knowledge and Experience** + 5+ years Agency CMO experience. +… more
- City National Bank (Los Angeles, CA)
- …all new account documents, account transfers (acats), DTC delivery of securities , money movements including cash disbursements and deposits, wires, IRA ... apprised of significant client issues and potential problems. City National Securities Brokerage Account Administration * Establish new accounts opened in CNS… more
- Columbia Bank (Denver, CO)
- **About the Role:** The Trust Securities Operations Supervisor, within the Asset Valuation Team, is responsible for managing all aspects of the firm's Private ... required. + Minimum 2 years of experience in a securities operations or securities processing environmentrequired. + Minimum 2 years of direct leadership… more
- Scotiabank (New York, NY)
- …(options, converts, bonds) and/or risk modeling (VaR, stress-testing) * Knowledge of US securities law and margin concepts (such as Securities Act of 1933, ... Securities Exchange Act of 1934, Investment Company Act of 1940, Regulation T, Regulation U, FINRA 4210) * Series 7 & 63 licenses * Experience with structured credit products including CLOs, ABSs, and MBSs is not required but is a plus **Interested?** At… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** Preferred Qualifications **Department Overview** TD Securities ("TDS") Technology supports a wide range of capital market ... and overseeing the delivery of Cash movement technology solutions within TD Securities Corporate Banking businesses. The ideal candidate will have a strong… more
- Edward Jones (Tempe, AZ)
- …in the future (life, health and variable annuity) + 5+ years of securities industry experience as a Financial Advisor or a position supporting FA's requiring ... necessary. + Must be able to understand information about various securities , market conditions, industry trends, financial planning, and relationship building. +… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more