- JPMorgan Chase (Columbus, OH)
- …You will manage a diverse portfolio of clients and pledging instruments, including securities and Letters of Credit, while supporting our team's goals and the ... business products, including US Governments, Agencies, Municipals, and Mortgage-Backed Securities . You'll help formalize risk control processes, support client… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- USAA (San Antonio, TX)
- …with Health, Life or Retirement Income. + Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities ... Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits. + Responsible for the implementation and sustainment of seasonal surge strategies through internal and… more
- S&P Global (Englewood, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- JPMorgan Chase (Jersey City, NJ)
- …conservatively invests the firm's excess liquidity, generally by investing in high quality securities that are managed for the longer-term as part of the Firm's ... investment securities portfolio. **Role Description** The TCIO Global External Reporting...regulatory reporting and SEC reporting for certain products (Debt securities , loans, etc.). + Support and execute on control… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- TD Bank (New York, NY)
- …Qualifications** **Building a World-Class, Diverse and Inclusive Technology Team** **TD Securities offers a wide range of capital markets products and services ... and/or analytics systems for residential whole loans and/or residential mortgage-backed securities [RMBS]. This role will be instrumental in developing the… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Preferred Qualifications: TD Securities provides a wide range of capital market products...with a One Team mindset **Who We Are** TD Securities offers a wide range of capital markets products… more
- S&P Global (Englewood, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- CIBC (New York, NY)
- …Succeed** + Supervise and conduct surveillance of the US registered broker-dealer securities trading products, as well as OTC derivative/swap trading products, with ... their potential impact + Ensure that employees responsible for trading securities are appropriately registered + Participate in appropriate industry committees and… more