• Agentic AI Senior Software Engineer

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
    S&P Global (12/15/25)
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  • Senior Corporate Attorney

    Robert Half Legal (Seattle, WA)
    …legal guidance on corporate matters, including governance, mergers and acquisitions, and securities law compliance. * Draft, review, and negotiate a variety of ... and agreements. * Ensure adherence to state and federal laws, including securities regulations. * Collaborate with external legal counsel and manage communications… more
    Robert Half Legal (12/14/25)
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  • Front Office Equities Quant - Executive Director

    Wells Fargo (New York, NY)
    …is seeking a Front Office Equities Quant - Executive Director (Senior Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking as part of ... questions about deployed models. **Required Qualifications:** + 7+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
    Wells Fargo (12/13/25)
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  • JP Morgan Wealth Management - Vice President…

    JPMorgan Chase (Columbus, OH)
    …in team leadership and people management + 7 years of experience in the securities or investment industry + Advanced knowledge of securities industry rules, ... + Bachelor's degree or equivalent experience in a directly related securities industry position Preferred Qualifications, Capabilities, and Skills + Experience in… more
    JPMorgan Chase (12/13/25)
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  • Client Service Administrator - Maar Financial…

    Thrivent Financial (Crete, IL)
    …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... with drafting financial plans and reports; accepting and/or entering securities trade orders from customers; contacting clients for service...field + Must have or be interested in attaining securities registration with SIE, Series 7 and Series 66… more
    Thrivent Financial (12/12/25)
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  • Financial Professional - Team Sponsored Launch…

    Thrivent Financial (Van Wert, OH)
    …Compensation: $50,000 - $80,000 plus the opportunity for commissions Position Requirements: * Securities registration required- SIE, Series 7 and 66 (or 7, 63 & 65) ... of Investigation for review against nationwide fingerprint records. All persons with securities registrations are subject to TIMI's Outside Securities Accounts… more
    Thrivent Financial (12/11/25)
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  • Team Based Financial Advisor - Northbound Group

    Thrivent Financial (Escanaba, MI)
    …by individual situation), which may include: + Resident state Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63, 7 and 66, or 7, 63 ... encouraged to apply. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation… more
    Thrivent Financial (12/10/25)
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  • Investment Management Attorney

    The Hartford (Wayne, PA)
    …Investment Company Act, Investment Advisers Act, and other US federal securities laws applicable to registered investment companies, private funds, and investment ... regulations adopted by Financial Industry Regulatory Authority, the National Securities Exchanges, Commodity Futures Trading Commission, and National Futures… more
    The Hartford (12/10/25)
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  • Associate Director, Global Infrastructure/Project…

    S&P Global (New York, NY)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
    S&P Global (12/10/25)
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  • IT Solutions Designer (US)

    TD Bank (Mount Laurel, NJ)
    …specific details for this role. **Job Description:** Preferred Qualifications Think "TD Securities " if you crave meaningful work and the excitement of capital ... the latest technology to change the future of TD Securities . The impact of your work will be felt...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (12/09/25)
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