- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account & Data Management. **In this role, you will:** + ... planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze complex multi-faceted, larger scale… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** **About TD Securities -** **Global Transaction Banking** TD Securities ...TD Securities -** **Global Transaction Banking** TD Securities ("TDS") is one of the world's leading wholesale… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …Corporate Secretary's office in: + Developing and providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... statement and preparing for the annual meeting of shareholders + Providing securities law advice and compliance guidance for earnings releases, investor materials,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products and services to corporate, ... New York, Toronto, Montreal, Calgary, Vancouver, London, Singapore and Tokyo. At TD Securities , the Investment Banking Credit function is an integral part of the… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of working in a… more
- Dollar Tree (Chesapeake, VA)
- **Position Summary** The Vice President & Deputy General Counsel, Securities & Corporate Affairs, and Assistant Corporate Secretary is a senior legal leader within ... with the CLO, executive leadership, and the Board of Directors. **Key Responsibilities** ** Securities Law Compliance & Finance Support** + Advise on US federal … more
- Truist (New York, NY)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist ... our clients achieve their goals. **Summer Associate Program Overview:** The Truist Securities Summer Associate Program will run for approximately 10 weeks in the… more
- TD Bank (New York, NY)
- …and provides specialized in-depth subject matter expertise with respect to Securities and Wealth Compliance, including the regulatory requirements of FINRA, SEC, ... assessment and/or execution of audits and/or related processes specific to securities and wealth compliance. Leads and/or provides supervisory oversight to deliver… more
- Truist (Jupiter, FL)
- …1. Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Coordinate and support the delivery ... or more years of Wealth Management experience. 3. High level of knowledge of securities operations in specific area. 4. Intermediate knowledge in other areas of … more
- Medtronic (Los Angeles, CA)
- …**A Day in the Life** This newly created Senior Principal Paralegal - Securities and Corporate Governance role supports the Diabetes MiniMed business as it prepares ... professional with deep expertise in a wide variety of corporate governance and securities matters. This position will report to the Deputy General Counsel, serving… more
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