- TD Bank (New York, NY)
- …for this role. **Job Description:** Preferred Qualifications **Department Overview** TD Securities ("TDS") Technology supports a wide range of capital market ... and overseeing the delivery of Cash movement technology solutions within TD Securities Corporate Banking businesses. The ideal candidate will have a strong… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing fair ... that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service'...with a One Team mindset **Who We Are** TD Securities offers a wide range of capital markets products… more
- Thrivent Financial (Crete, IL)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... with drafting financial plans and reports; accepting and/or entering securities trade orders from customers; contacting clients for service...field + Must have or be interested in attaining securities registration with SIE, Series 7 and Series 66… more
- Thrivent Financial (Van Wert, OH)
- …Compensation: $50,000 - $80,000 plus the opportunity for commissions Position Requirements: * Securities registration required- SIE, Series 7 and 66 (or 7, 63 & 65) ... of Investigation for review against nationwide fingerprint records. All persons with securities registrations are subject to TIMI's Outside Securities Accounts… more
- Warner Bros. Discovery (Atlanta, GA)
- …for the company. This role will oversee all corporate governance, securities compliance, public company reporting, and board operations, while also advising ... investor relations, corporate communications, CSR, and legal. Your Role Accountabilities ** Securities Compliance & SEC Reporting** + Ensure compliance with all SEC… more
- Thrivent Financial (Spokane, WA)
- …by individual situation), which may include: + Resident state Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63, 7 and 66, or 7, 63 ... encouraged to apply. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Career… more
- Columbia Bank (Greenwood Village, CO)
- …daily business processing to include department mail & processing checks and securities . + Maintain client and mailing database. Update Financial Advisor's calendar. ... duties as assigned. **About You:** + Bachelor's degree or equivalent experience + Minimum securities licensing of Series 7 & 63 + A minimum of 2 years' experience… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Atria Wealth Solutions (Vancouver, WA)
- …only the broker dealer's approved product list, provide investment advice regarding securities and manage accounts or portfolios of member-investors with a fiduciary ... CU's members. + Possess a thorough knowledge of the insurance and securities industry. + Maintain continuing education and legal requirements of FINRA, State… more