- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- New York State Civil Service (New York, NY)
- …to:* Evaluate and analyze credit and structures for Commercial Mortgage Backed Securities (CMBS), Asset Backed Securities (ABS), Residential Mortgage Backed ... Securities (RMBS), and Collateralized Loan Obligations (CLO) using internal and industry tools* Perform ongoing due diligence and surveillance of structured portfolio positions and communicating updates in a timely fashion* Produce and assist with written… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Citigroup (Getzville, NY)
- …and will require a minimum of 3 days a week in office The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. + Manage a complex critical large professional disciplinary… more
- S&P Global (Englewood, CO)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Citigroup (Tampa, FL)
- …recommend strategic decisions based off in-depth comprehension of how the Securities Derivatives Operations team interacts with others business unites in ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- US Bank (Newport Beach, CA)
- …from Day One. **Job Description** Provides direct sales supervision of securities transactions and new accounts. Ensures internal compliance polices, procedures and ... 4 and state insurance licenses **Preferred Skills/Experience** - Thorough knowledge of securities products - Ability to identify and resolve exceptions and to… more
- BlackRock (New York, NY)
- …risks, controls, and compliance frameworks for crypto assets, stablecoins, tokenized securities , and blockchain-based operations + Apply advanced data analytics and ... compliance frameworks for digital assets (eg, crypto assets, stablecoins, tokenized securities ) across custody, trading, settlement, and platform integration) + Deep… more
- UMB Bank (Kansas City, MO)
- …You have working knowledge of the Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, ... regulations, guidance. + You demonstrateproficiency in identifying and assessing compliance risks and recommending appropriate strategies to mitigate risk for a RIA (Registered Investment Advisor). + You are proficient in documenting business policies, and… more