- US Bank (Gresham, OR)
- …exposure, and the like. Develops an expertise and knowledge of the securities industry and markets to analyze and interpret customer/prospect's investment objectives ... 6 months of employmet Preferred Skills/Experience - Basic knowledge of the securities industry and markets - Well-developed analytical and decision-making skills to… more
- Wells Fargo (Atlanta, GA)
- …process. + For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required. + This ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Federal Reserve Bank (Chicago, IL)
- …generally prohibit employees, their spouses/domestic partners, and minor children from owning securities , such as stock, of banks or savings associations or their ... loan holding companies. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted an… more
- Federal Reserve Bank (Philadelphia, PA)
- …generally prohibit employees, their spouses/domestic partners, and minor children from owning securities , such as stock, of banks or savings associations or their ... loan holding companies. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted an… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Bank of America (New York, NY)
- …of the Advisor Development Program,** your journey begins by obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for ... your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an… more
- M&T Bank (Boston, MA)
- **Overview:** M&T Securities , Inc. is the institutional broker-dealer affiliate of M&T Bank. As a member of our Compliance team, you will serve an important role in ... promoting a culture of ethical conduct and commitment to compliance with securities regulation. You will have the opportunity to play an active role in other areas… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- M&T Bank (York, PA)
- …market; designing, marketing, and implementing strategies to promote business and securities sales for assigned geographic region retail markets. Helps drive key ... in designing, marketing and implementing strategies to promote business and securities /insurance sales. + Participate in the management of sales initiatives, event… more
- Federal Reserve Bank (Philadelphia, PA)
- …generally prohibit employees, their spouses/domestic partners, and minor children from owning securities , such as stock, of banks or savings associations or their ... loan holding companies. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted an… more
Recent Jobs
-
Director, Global Communications, La Mer
- The Estee Lauder Companies (New York, NY)
-
Physician - Psychiatrist
- Ochsner Health (Luling, LA)
-
Senior Electrical Engineer 1 - Nuclear
- Sargent & Lundy (Cedar Rapids, IA)
-
Store Manager
- Staples (Greenville, SC)