- CRC Insurance Services, Inc. (Charlotte, NC)
- …formation and governance, M&A and complex corporate transactions, and ideally securities law. **KEY RESPONSIBILITIES** Following is a summary of the essential ... part of a team and to manage multiple priorities in a fast-paced environment + Securities law experience is a plus + Insurance industry experience a plus Role is… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... 7, 79 and 63 + 0-3 years of related experience **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Berkshire Bank (Boston, MA)
- …Officer is also responsible for understanding and advising on the securities industry, investment management, regulatory rules, product suitability, and firm ... auditors and regulators. Skills & Knowledge: + Broad knowledge of securities products, investment advisory services, brokerage offerings, and related regulatory… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Federal Reserve Bank (Chicago, IL)
- …generally prohibit employees, their spouses/domestic partners, and minor children from owning securities , such as stock, of banks or savings associations or their ... loan holding companies. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted an… more
- Citigroup (Tampa, FL)
- …changes including instant, 24/7 payment processes as well as cash and securities digitization solutions. **Scope of Responsibilities** The Senior Lead Analyst will ... to all stakeholders, including regulators. An understanding of payments, securities settlement and clearing services activities is desired. Primary responsibilities… more
- Wells Fargo (New York, NY)
- …highly complex initiatives for financial, client and risk management within Securities Product Management. + Identify the origination, modeling, portfolio management ... serve as a peer mentor. **Required Qualifications:** + 7+ years of Securities Product Management experience, or equivalent demonstrated through one or a combination… more
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