- Guardian Life (New York, NY)
- …support platform users. + Establish efficient workflow processes between Park Avenue Securities and fund administrators. **You have** + 2+ years of brokerage ... including the ability to explain complex processes. **Preferred Qualifications** + FINRA Securities license (Series 7 or Series 6). + Bachelor's degree. **Location**… more
- CalSTRS (Sacramento, CA)
- …asset types that will invest in a diversified portfolio of strategies and securities utilizing a mixture of both internal and external management. The unit will ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more
- JPMorgan Chase (Chicago, IL)
- …Prior experience managing licensed employees with strong working knowledge of securities registration and insurance licensing processes + Prior experience managing ... Prior experience managing licensed employees with strong working knowledge of securities registration and insurance licensing processes is preferred + Prior… more
- KeyBank (Cleveland, OH)
- …**Essential Job Functions** + Generate daily scorecards and dashboards for securities , derivatives and FX sales and trading functions and associated inventory. ... thoroughly analyze and resolve issues with limited direction + Possess Series 27 securities licensure or be able to obtain such licensure within one year.… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Bank of America (North Las Vegas, NV)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial… more
- State of Colorado (CO)
- …may have a claim to the company's assets, have detailed knowledge about securities reporting requirements Publicly Traded applicant must fulfill, as well as how the ... securities markets function in order to understand how capital can be, and is raised, source of investment funds, reputation, civil litigation, criminal history,… more
- Arena Investors LP (New York, NY)
- …modeling, business model and capital structure, and fixed income and equity securities , among others. In addition to finance a security analysis, analysts will ... be assigned to include the following: * Corporate Private Credit * Corporate Securities * Structured Finance * Real Estate * Energy Responsibilities: * Develop… more
- TD Bank (New York, NY)
- …in support of business objectives. The Creative Services team supports TD Securities (TDS) across all our offices throughout North America, Europe, and Asia-Pacific. ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
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