- PCL Construction (Irvine, CA)
- …effectively. * Evaluate and ensure insurance, bonding, and other performance securities are being met to satisfy contract and corporate requirements. **Financial ... forecasting, analysis, and reporting * Advanced knowledge of bid and contract securities and insurance and they relate to risk management, claims management,… more
- Truist (Roanoke, VA)
- …sales and service. 3. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external networking ... licenses. 3. Applicable state health and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and self-motivated… more
- Bank of America (Cambridge, MA)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial… more
- Thrivent Financial (Gig Harbor, WA)
- …study for and obtain necessary licenses, including: + State Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63 or 7 and 66. After ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MyFlorida (Tallahassee, FL)
- …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... degree from an ABA-accredited law school. + Experience in financial securities , financial services, or financial institutions. + Working experience with the… more
- Aegon Asset Management (Denver, CO)
- …designed to prevent, detect, and assist in resolving potential violations of federal securities laws and regulations for TAM, the funds for which TAM advises, and ... to assess/engage various technologies, including AI Preferred Qualifications + Securities and/or compliance designations + Experience supporting retail separately… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Savannah, GA)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + Specific ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Charles Schwab (Orlando, FL)
- …**Required Qualifications** + Active and valid series 7 & 63 (or 66) securities licenses required + Aptitude and willingness for learning Fixed Income products ... (Treasuries, CDs, Municipals, Corporates, Preferred Securities , Bond Funds, Bond ETFs, Professionally Managed Portfolios, and Bond Ladders etc.) + Demonstrated… more