- Raymond James Financial, Inc. (Memphis, TN)
- …Own the end-to-end mutual fund operations function, including governance of securities master and trading restrictions; trade execution and settlement; corporate ... to act in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. + Performance management. Skills:… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- …civil law; fiduciary responsibility; institutional investments; family law; tax law; securities law; probate law; and contracts. + Assesses and makes recommendations ... with staff and outside entities in the evaluation of potential securities litigation. Develops recommendations to prosecute, dismiss or settle such litigation… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Jersey City, NJ)
- …and market practices. + Knowledge of various investment instruments, including Equity securities , Fixed Income, and Asset-Backed securities . + Strong analytical, ... problem-solving, and decision-making skills. + Excellent communication, interpersonal, and presentation skills. + Proficiency in MS Office Suite and other relevant industry software. **Education:** + Bachelor's/University degree in Finance, Accounting, or a… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Winston Salem, NC)
- …methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + Series 7 required. + Series 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a **Markets Innovation/Equities Product Manager, Vice President** (Lead Securities Product Manager) in CIB to join our Product team for innovation ... levels of the Markets division **Required Qualifications:** + 5+ years of Securities Product Management experience, or equivalent demonstrated through one or a… more
- The Cigna Group (Bloomfield, CT)
- …Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange Commission ("SEC"). The successful candidate will become an ... Ethics. These requirements and restrictions apply to the Access Person and all securities transactions in accounts in which an Access Person has a Beneficial… more
- Citigroup (Fremont, CA)
- …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... problem solver and a goal-oriented team player able to work without direction + Securities Industry Essentials - SIE - Active Series 7, 66 (or 63 and 65)… more