- Truist (Houston, TX)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist ... our clients achieve their goals. **Summer Associate Program Overview:** The Truist Securities Summer Associate Program will run for approximately 10 weeks in the… more
- JPMorgan Chase (Brooklyn, NY)
- …adoption of the strategic source of record for Wealth Management Securities Reference Data-including Instrument, Pricing, Classification, and Issuer data. You will ... between Business and Technology, driving strategy, support, and adoption for Securities Reference Data, with a primary focus on Classification. **Job… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …Corporate Secretary's office in: + Developing and providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... statement and preparing for the annual meeting of shareholders + Providing securities law advice and compliance guidance for earnings releases, investor materials,… more
- TD Bank (New York, NY)
- …and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise ... + Accountability to establish, deliver and support governance processes across TD Securities . + Support the Business in the design, implementation, and sustainment… more
- TD Bank (New York, NY)
- …will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework. Focus will be on ... **Position Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Securities Services Operations Business Management team as a high-performing Vice President , playing a key role in the successful delivery and management ... strategies. You will work closely with senior Managing Directors within Securities Services Operations and their Leadership Teams to provide outstanding Business… more
- JPMorgan Chase (New York, NY)
- …subject matter experts across the firm on regulatory developments impacting the Securities Services business and our clients. As the Regulatory Practice Americas ... Manager for Securities Services, you will lead the regional regulatory agenda,...and skills** + Strong understanding and practical experience in Securities Services (custody, fund accounting, fund administration, collateral management,… more
- State of Indiana (Indianapolis, IN)
- Investigator - Securities & Financial Crimes Date Posted: Nov 26, 2025 Requisition ID: 467512 Location: Indianapolis, IN, US, 46204 Work for Indiana Begin a ... State. Present duties include chartering of new business, regulation of the securities industry, oversight of state elections, commissioning of notaries public, and… more
- TD Bank (New York, NY)
- …an experienced Conflicts Officer to join our Compliance Control Room at TD Securities . This role is critical in reviewing, managing and mitigating conflicts of ... resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment...Mergers and Acquisitions, and other business units within TD Securities and TD Bank as needed. + Work closely… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG Sales NA Investments and Securities New York, New York;Chicago, Illinois **To proceed with your application, you must be at least ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Senior-Treasury-Sales-Officer FIG-Sales-NA-Investments-and- Securities \_25045535) **Job Description:** At Bank of America, each day… more