• Head of Capital Management Oversight

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (01/14/26)
    - Related Jobs
  • Registered Client Service Associate

    Raymond James Financial, Inc. (Winston Salem, NC)
    …methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + Series 7 required. + Series 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
    Raymond James Financial, Inc. (01/14/26)
    - Related Jobs
  • Director, Alternative Investments - Cigna…

    The Cigna Group (Bloomfield, CT)
    …Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange Commission ("SEC"). The successful candidate will become an ... Ethics. These requirements and restrictions apply to the Access Person and all securities transactions in accounts in which an Access Person has a Beneficial… more
    The Cigna Group (01/14/26)
    - Related Jobs
  • Wealth Relationship Manager SAFE Act

    Citigroup (Fremont, CA)
    …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... problem solver and a goal-oriented team player able to work without direction + Securities Industry Essentials - SIE - Active Series 7, 66 (or 63 and 65)… more
    Citigroup (01/14/26)
    - Related Jobs
  • Director, Finance - Test and Release Program…

    SMBC (Charlotte, NC)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (01/14/26)
    - Related Jobs
  • Advisor Development Program - Financial Solutions…

    Bank of America (Wilmette, IL)
    …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial… more
    Bank of America (01/14/26)
    - Related Jobs
  • Associate, Investment Banking - Financial…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... must be obtained within four months of hire date **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government,… more
    TD Bank (01/14/26)
    - Related Jobs
  • VP/Director, Assistant Corporate Secretary

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (01/14/26)
    - Related Jobs
  • Private Credit Operations Lead

    Wellington (Boston, MA)
    …will include the setup of new issuer/deal records, credit facilities/ securities , new trade/issuance booking, guideline monitoring, lifecycle activity, corporate ... requirements and industry best practices (LSTA) for loan, credit, and debt securities **QUALIFICATIONS** + 7-10 years of experience with demonstrated deep expertise… more
    Wellington (01/13/26)
    - Related Jobs
  • Aon Graduate Programme - Captive & Insurance…

    AON (St. Peter, MN)
    …with the successful candidates gaining invaluable re/insurance and Insurance Linked Securities expertise which will allow for excellent career progression in the ... with the successful candidates gaining invaluable re/insurance and Insurance Linked Securities expertise which will allow for excellent career progression in the… more
    AON (01/13/26)
    - Related Jobs