- JPMorgan Chase (Tampa, FL)
- …delivering exceptional client service. As a Client Service Manager - Analyst in Securities Services, you will help support our team to ensure client satisfaction ... the senior team with global initiatives. As a Client Service Manager (CSM) in Securities Services, you will join the client service team and help support senior team… more
- Federal Reserve Bank (Philadelphia, PA)
- …generally prohibit employees, their spouses/domestic partners, and minor children from owning securities , such as stock, of banks or savings associations or their ... loan holding companies. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted an… more
- Wells Fargo (Charlotte, NC)
- …processes. **In this role, you will:** + Manage and develop teams of securities loan trading closer professionals to ensure commitments are met and align with ... in high-volume credit environments. **Required Qualifications:** + 6+ years of securities loan trading closers experience, or equivalent demonstrated through one or… more
- Wells Fargo (Charlotte, NC)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + This position ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Montana State University (Bozeman, MT)
- …and risk management, personal finance, investments corporate finance, and derivative securities . Faculty Tenure Track No Faculty Rank Non-Tenure Track Position ... real estate finance, personal finance, investments, corporate finance, and derivative securities . The Successful Candidate Will + Be committed to experiential… more
- Charles Schwab (Washington, DC)
- …funds (liquid alternatives) and private funds. Candidate should have familiarity with the Securities Act of 1933, the Securities Exchange Act of 1934 and ... the Investment Company Act of 1940, as well as relevant FINRA rules. We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s). This role is expected to work… more
- Robert Half Finance & Accounting (Dallas, TX)
- …and presentations to support key business decisions. * Evaluate fixed income securities and conduct loan valuations. * Collaborate with cross-functional teams to ... accounting, or a related field. * Strong understanding of fixed income securities and loan valuation. * Proficiency in accounting standards and economic principles.… more
- JPMorgan Chase (New York, NY)
- …Analysts, Portfolio Managers, and Investment Specialists to evaluate municipal securities for investment opportunity and ongoing management . **Job ... recommendations via credit discussions and written credit reports for municipal securities for assigned sectors. * Perform independent credit risk on issuers… more
- Citizens (Johnston, RI)
- …in Wealth Management and/or Investment business line. + Demonstrate broad knowledge of securities and investment products and ability to assess risk - such as ... + Strong skills in system utilization and processing for the securities industry and business software programs (Excel, SharePoint, OneDrive, Salesforce,… more
- Insight Global (Philadelphia, PA)
- …100 law firm to support the attorneys in the Corporate, Mergers & Acquisitions, and Securities (CMAS) group (2 open roles) and their Real Estate group (1 open role) ... legal secretarial or assistant experience supporting corporate, transactional, M&A, securities , L&E or litigation practice areas -eFiling experience -Associates… more
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