- Citigroup (Jersey City, NJ)
- …control issues with transparency. **Qualifications:** + Experience as a Securities Processing Analyst or related position performing corporate action processing ... + 5-8 years of experience Securities Processing Analyst or related position performing corporate action processing + Spanish is a plus **Education:** +… more
- JPMorgan Chase (New York, NY)
- …were registered after October 1, 2018, you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and ... AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of… more
- Capital One (Mclean, VA)
- …concurrent projects in addition to the primary responsibility of managing the securities portfolio. A passion for introducing new technologies and process innovation ... assist the senior portfolio managers responsible for managing the fixed-income investment securities portfolio + Support liquidity and cash management tasks to help… more
- MUFG (Irving, TX)
- …focused on evaluating effectiveness of controls and compliance with Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Mizuho Corporate Bank (New York, NY)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... to the Consumer/Retail industry is a plus + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis + Aptitude to synthesize large… more
- City National Bank (New York, NY)
- …Bank * Responsible for revenue production goals related to advisory services and securities products. * Assist in developing new relationships with PBB Bank through ... Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and state insurance license required. * CFP designation highly preferred.… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... ethics, integrity and judgment + Series 79 and 63 **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government,… more
- Municipality of Anchorage (Anchorage, AK)
- …+ Researching, resolving and correcting discrepancies + Researching market values for all securities as needed, including securities that do not have readily ... available market values Minimum Qualifications / Substitutions / Preferences Bachelor's degree in Accounting or a related discipline and two (2) years of professional accounting, payroll, or similar work experience. OR A certificate as a Certified Public… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more