- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... with emphasis on knowledge and practical application of federal securities laws, regulations and procedures. Candidate should be a...have a dotted line to the President, Park Avenue Securities . Reporting into the PAS Chief Compliance Officer will… more
- Citigroup (New York, NY)
- **Job Description** Citi Securities Services is seeking a **Business Management Vice President** to join their Business Execution and Management Office. This ... executing initiatives that: - Elevate employee connectivity and engagement - Build Securities Services brand and credibility - Present insights and visibility to… more
- Comerica (Dallas, TX)
- Securities Paralegal The Securities Paralegal is responsible for compiling, analyzing and presenting information, drafting and reviewing disclosures, and ... otherwise assisting in-house securities counsel regarding public communications and regulatory filings in...and 5). * Assist attorneys in debt and equity securities offerings. * Involvement in the annual meeting process.… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust Operations team that assists with the processing of incoming and outgoing wires for mutual fund ... provides trading support for our mutual fund and trust customers. These Securities Services Operations Associates each have a specific and impactful function for… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative **In this role, you will:** + Perform a variety of operational tasks for ... complex securities or process extensive knowledge of systems + Provide...compliance requirements **Required Qualifications, US:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Morgan Stanley (Baltimore, MD)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... into the business. The team covers all products across Institutional Securities - Equities, Fixed Income, and Investment Banking. The primary responsibilities… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... project manager to join our Finance Projects team covering the Institutional Securities Groups' Lending portfolio. The optimal candidate will be a highly motivated,… more
- Randstad US (Houston, TX)
- securities admin servicing analyst. + houston , texas + posted may 20, 2024 **job details** summary + $20 - $22 per hour + temporary + bachelor degree + category ... performance to ensure compliance with stated agreements Skills + Securities + Excel + Financial Services + Trust &... + Excel + Financial Services + Trust & Securities Accounting Qualifications + Years of experience: 1 year… more
- Citigroup (Getzville, NY)
- **Job Description:** The Securities & Derivatives Associate Analyst is a developing professional role. This role provides the opportunity for new employees to both ... support to Front Office Sales and Trading on derivatives and securities transactions. + Support trade capture management, Front to Back reconciliation,… more
- Micron Technology, Inc. (Boise, ID)
- …**Overview** Micron's Legal Department is seeking an Assistant General Counsel - Securities . This candidate is expected to provide high-quality and timely support to ... Team and other business units in the areas of securities and corporate governance. The Assistant General Counsel -... and corporate governance. The Assistant General Counsel - Securities may also support the areas of M&A and… more