- Insight Global (Charlotte, NC)
- …will be responsible for supporting Treasury users of Traded Products data ( securities , derivatives, collateral, etc), and is focused on driving strategic efforts to ... Markets experience (repo, reverse repo, stock loan/stock borrow, collateral, securities , derivatives, middle office supporting global office) * SQL experience… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …information. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... industry operations. **Skill in:** + Gathering, streamlining and communicating complex information in a digestible way. + Creating reports, presentations and talking points for senior leaders. + Providing support and guidance for compliance efforts. +… more
- Siebert Williams Shank (New York, NY)
- …platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and ... the Municipal Securities Rulemaking Board (MSRB). Our diverse professionals are not only committed to providing the highest level of value-added services to our… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- EchoStar (Englewood, CO)
- …across the company. **Job Duties and Responsibilities** **Key Responsibilities:** + Securities : Handle Section 16 reporting requirements for company insiders and ... a plus + Minimum of 5 years of paralegal experience with a focus on securities and corporate governance matters as a corporate paralegal in law firm or in-house… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for application development, modification, maintenance, and support for the IT securities back office. Individual will be actively working on BOM Corporate ... Actions modernization, UST netting regulatory and existing securities back-office portfolio. This individual will be involved in portions of the full systems life… more
- KeyBank (Brooklyn, OH)
- …client service roles. + Demonstrated strong client service skills. + Securities processing and bank operations knowledge. + Excellent analytical, communication (oral ... and charitable plan client needs. + Client consultation/advocate background. + Securities processing and bank operations knowledge. + Public speaking experience.… more
- MUFG (New York, NY)
- …corporate action events and dividends processing for both domestic and international securities in Equity and Fixed Income markets. Provide Front Office Desks with ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Janus Henderson Investors (Denver, CO)
- …equivalent work experience required Nice to have skills + Advanced knowledge of securities and product data Supervisory responsibilities + No Potential for growth + ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more