- MTA (New York, NY)
- …the investor and rating agency communities. + Responsible for meeting US Securities and Exchange Commission (SEC) Rule 15c2-12 filing requirements through the ... Municipal Securities Rulemaking Board (MSRB) processes. + Responsible for all content on the MTA Investor Information web pages and ensure new and updated… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Charles Schwab (Westlake, TX)
- …partners to ensure timely and accurate settlement of large cash and securities transactions. + Support the implementation and ongoing improvement of trading and ... best practices, collateral management (eligibility, margin, substitution), and asset-backed securities processing. Familiarity with derivatives (eg, interest rate swaps)… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Bethesda, MD)
- …services/broker-dealer environment. * Investment concepts, practices and procedures used in the securities industry. * The principles of banking and finance and ... securities industry operations. * Financial markets, products, financial advisory function and the investment process. **Skill in** * Sourcing and developing sales… more
- Wellington (Boston, MA)
- …equities, bonds, rates, currencies, and commodities using derivatives and physical securities . This position would be in Boston. **RESPONSIBILITIES** + Interacting ... of, and interest in, multi-asset capital markets and investing in global securities , including equities, bonds, currency, hedging, leverage and derivatives. + The… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …+ Coordinate with Sales, Research, CM and and other organizations across Markets and Securities Services and the broader business + Trade a book and deliver on ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures as defined by your role… more
- Raymond James Financial, Inc. (Hanover, NH)
- …and methods. * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations. * Trading ... Experience** * High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred. * OR ~ * An equivalent… more