- Thrivent Financial (Sioux Falls, SD)
- …financial advisors are assigned to this position, this position will require securities registrations, state insurance licenses and appointments in all states where ... health and variable lines of authority or attained within 90 days. + State securities registered and insurance licensed and appointed in all states that comprise the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …settlements + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... industry operations. + Financial markets, products, financial advisory function and investment process. **Skill in** + Personal trust and estate administration. + Strong interpersonal and leadership skills to provide a high level of customer service. +… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- PPL Corporation (Allentown, PA)
- …on Forms 10-K and 10-Q to comply with the regulations of the Securities and Exchange Commission (SEC). Under general direction, responsible for the more complex ... on Forms 10-K and 10-Q to comply with the regulations of the Securities and Exchange Commission (SEC). Performs other external reporting related activities as… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Federal Home Loan Bank of Boston (Boston, MA)
- …+ Knowledge of capital markets, financial theory and fixed income securities , especially mortgages and mortgage-backed securities , is required. + ... Understanding of factors that drive bank and credit union balance sheet profitability and risk management required. + Familiarity with off-balance sheet instruments, asset liability management (ALCO) strategies and interest rate risk management techniques… more