- MTA (New York, NY)
- …the investor and rating agency communities. + Responsible for meeting US Securities and Exchange Commission (SEC) Rule 15c2-12 filing requirements through the ... Municipal Securities Rulemaking Board (MSRB) processes. + Responsible for all content on the MTA Investor Information web pages and ensure new and updated… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... federal and state courts. * Advanced principles of banking and finance and securities industry operations. * Advanced financial markets and products. **Skill in:** *… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Bethesda, MD)
- …services/broker-dealer environment. * Investment concepts, practices and procedures used in the securities industry. * The principles of banking and finance and ... securities industry operations. * Financial markets, products, financial advisory function and the investment process. **Skill in** * Sourcing and developing sales… more
- JPMorgan Chase (New York, NY)
- …a high-performing quantitative modeling group focused on Residential Mortgage-Backed Securities (RMBS) and related structured products. The team is responsible ... analytical tools to monitor market conditions in Residential Mortgage-Backed Securities (RMBS), enhancing decision-making processes. + Conduct data queries and… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Vanguard (Malvern, PA)
- …various legal documents for derivatives, futures, prime brokerage, TBA trading, securities lending, repurchase agreements, as well as general trading agreements and ... or investment firm. + Knowledge and experience in derivatives, securities lending, repurchase transactions, and/or custody (legal documentation and global… more