- Zions Bancorporation (Salt Lake City, UT)
- …monitoring, and reporting processes, including outside business activities, personal securities accounts, and political contribution disclosure. + Provide regular ... related field + 8+ experience in financial services regulatory compliance, securities industry, investment management, investment banking, auditing or other directly… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (Jersey City, NJ)
- …services typically available to our Prime Brokerage clients are Global Custody, Securities Lending, Financing and Margin Solutions. The successful candidate will be ... background + Stronger leadership skills + Experience within Prime Brokerage / Securities Settlements / Asset Servicing + Experience of Reconciliations + Analytical… more
- Santander US (New York, NY)
- …innovative solutions. **Essential Functions/Responsibility Statements:.** + Help the growth of the Securities Finance Business in LATAM and US especially linked to ... Securities Product and Credit collateral. + Help the Sale force for to originate transactions through product pitches or marketing materials + Lead execution of… more
- JPMorgan Chase (Chicago, IL)
- …policies + Resolve complex issues related to SWIFT formatting, cash and securities settlement instructions (SSIs), and securities settlements across global ... markets + Build and leverage relationships across Sales/RM, Compliance, Technology, and Operations to drive solutions + Analyze client behavior, margin balances, and exceptions to identify opportunities for improvement + Implement solutions to enhance client… more
- JPMorgan Chase (Newark, DE)
- …to maintain and improve client relationships and streamline processes. JPMorgan Securities LLC offers security brokerage services providing investment products & ... work independently and multi-task in a fast-paced environment. + Knowledge of securities industry and back office operations (eg, maturities, equities, fixed income,… more