• VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
    TD Bank (09/20/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn new areas ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
    TD Bank (09/12/25)
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  • Sr. Compliance Officer - Monitoring & Testing…

    TD Bank (New York, NY)
    …the firm. + Proficient in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (11/22/25)
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  • Securities Svcs Ops Assoc

    UMB Bank (Kansas City, MO)
    …data entry, moderately complex financial calculations, and clerical duties related to securities and cash transactions for investors. + Other duties as assigned. ... **Knowledge & Skills** MINIMUM: + Demonstrates ability to communicate clearly with coworkers and managers + Demonstrates ability to process data accurately within deadlines + Demonstrates ability to create system reports and data proofs + Demonstrates general… more
    UMB Bank (11/14/25)
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  • Financial Consultant | Popular Securities

    Banco Popular Puerto Rico (San Juan, PR)
    …Juan, PR Company: Popular Workplace Type: On-site Financial Consultant | Popular Securities Job Type Full Time Exempt General Description The Financial Consultant is ... responsible for providing comprehensive financial guidance to individual and corporate clients, assisting them in achieving their investment goals. This includes assessing financial needs, recommending suitable products and developing personalized investment… more
    Banco Popular Puerto Rico (11/08/25)
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  • Executive Assistant - Global Markets, TD…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (10/17/25)
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  • Securities Services - Private Equity Fund…

    JPMorgan Chase (Boston, MA)
    JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... portfolio administration businesses in the industry, administering over $950 billion in assets globally. The business was launched in November 2005 through the commercialization of the finance and technology teams supporting JP Morgan's various private equity… more
    JPMorgan Chase (10/15/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (10/12/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (10/12/25)
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  • Trade Surveillance Associate (Compliance) - TD…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (10/12/25)
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