- Janus Henderson Investors (Denver, CO)
- …strong sense of team commitment and accountability. + Professional qualifications (eg, Securities Industry Essentials (SIE)) are preferred. Nice to have skills + ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …and finance solutions to Corporate clients. + Engage clients in selling derivatives, securities , FX, and commodities. + Drive team strategy across product lines. + ... firm reputation. + Adhere to Citi's Code of Conduct and Global Markets/ Securities Services Plan of Supervision. + Exercise sound judgment, ensure compliance with… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (Tampa, FL)
- …(eg, Financial Industry Regulatory Authority, or FINRA, in the US ., European Securities and markets Authority in Europe or the Financial Conduct Authority in the ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bloomberg (New York, NY)
- …worlds. We provide intuitive and easily discoverable universe creation of securities , help clients execute complex relative valuations across those universes, and ... provide insight to how securities compare with each other and their own history over time. We do all of this using our large scale data stores and distributed… more
- Thrivent Financial (Minneapolis, MN)
- …a thorough understanding of alternative investments, digital assets, and other securities that fall under the complex products umbrella. The Complex Investment ... funds, structured products, real assets, exchange funds and crypto currency securities . + Provides comprehensive sales support to Financial Associates (FAs) and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more