- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (New York, NY)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... 66 if required) and Life licenses are required - or must be successfully completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign equivalent + Adherence to policies, procedures, and… more
- Charles Schwab (New York, NY)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... for serving clients - this role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during… more
- Regions Bank (Atlanta, GA)
- …a financial services environment + Life Insurance License + Experience with investment securities + Ability to travel within assigned geography on a regular basis ... **Preferences** + Series 7, 65, 66 + College Degree **Skills and Competencies** + Excellent verbal and written communication skills + Microsoft Office proficiency **Additional Preference** + Leadership and/or management experience strongly preferred **Position… more
- JPMorgan Chase (New York, NY)
- …the firm's diverse investment portfolio, including fixed income products like asset-backed securities and government bonds. As an Associate in Credit Risk Management ... - Treasury and Chief Investment Office (TCIO), you will play a critical role in identifying and managing evolving risks. You'll conduct credit risk due diligence on both new and existing investments across various fixed income products like CMBS, RMBS, ABS,… more
- Charles Schwab (Richfield, OH)
- …or Trust administration experience + Basic understanding of ERISA, pension, trust and securities industries **What's in it for you** At Schwab, you're empowered to ... shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration-so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to… more
- Citigroup (Tampa, FL)
- …and deep domain expertise in financial services [ eg: Securities , secured financing, rates, Liquidity reporting, Derivatives, front office/back-office system, ... trading lifecycle] This role requires someone who thrives in a high-pressure environment, can troubleshoot complex production issues, understands the full trade lifecycle, and can bridge the gap between critical business users and technical teams. **Key… more
- Fannie Mae (Washington, DC)
- …areas of mortgage finance business, including mortgage products and securities , borrower behavior, investment and hedging strategies, residential property valuation, ... macroeconomic models, including housing prices and interest rate, financial valuation of finance assets and derivatives, economic capital, and stress testing. In this role, you will maintain a robust quality assurance framework to uphold high standards of… more
- JPMorgan Chase (Austin, TX)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... if required), and Life licenses are minimum requirements. All unlicensed applicants must obtain their licenses though JPMC's licensing program within 180 days of hire, study materials and support provided. + Ability to work branch hours including weekends and… more
- JPMorgan Chase (San Francisco, CA)
- …internal resources + Strong knowledge of regulatory and control framework + FINRA securities licenses 79 and 63 are required for the position; however, unlicensed ... candidates will be considered and will need to obtain licenses (have 90 days from start date per license) to stay in the role FEDERAL DEPOSIT INSURANCE ACT: This position is subject to Section 19 of the Federal Deposit Insurance Act. As such, an employment… more