- Raymond James Financial, Inc. (Hanover, NH)
- …and methods. * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations. * Trading ... Experience** * High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred. * OR ~ * An equivalent… more
- JPMorgan Chase (San Francisco, CA)
- …also useful but not required. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units, ... advisor, or financial planner + Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (New York, NY)
- …Real Estate Securitization and Capital Markets ("RESCM") group within Wells Fargo Securities , LLC ("WFS") is the product group responsible for the structuring and ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- JPMorgan Chase (Newark, DE)
- …for the processing of global income and Corporate Actions events across multiple securities types, including equities and fixed income products held by the firm and ... or equivalent + 7 years of experience in asset servicing or securities operations, with proven leadership and project management experience. + Demonstrated ability… more
- JPMorgan Chase (New York, NY)
- …a high-performing quantitative modeling group focused on Residential Mortgage-Backed Securities (RMBS) and related structured products. The team is responsible ... analytical tools to monitor market conditions in Residential Mortgage-Backed Securities (RMBS), enhancing decision-making processes. + Conduct data queries and… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Vanguard (Malvern, PA)
- …various legal documents for derivatives, futures, prime brokerage, TBA trading, securities lending, repurchase agreements, as well as general trading agreements and ... or investment firm. + Knowledge and experience in derivatives, securities lending, repurchase transactions, and/or custody (legal documentation and global… more
- HSBC (New York, NY)
- …targets for regional client base. Develop quantitative techniques to inform securities investing, equities investing, pricing, or valuation of financial instruments. ... banking sector. Must have 3 years of experience in: + Global Markets and Securities Services at a large sell-side banking institution; + Product Ownership in sales… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more