- Citigroup (Houston, TX)
- …**Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:** ... Houston Texas United States **Primary Location Full Time Salary Range:** $69,130.00 - $96,470.00 In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers… more
- US Bank (Kenosha, WI)
- …retirement planning, and education funding - Considerable knowledge of the securities industry, including US Bancorp Investments, investment and insurance products ... and services - Extensive knowledge of private banking products and services, including credit processes and policies - Ability to effectively present investment strategies to clients and maintains a holistic approach to planning - Strong relationship… more
- Citizens (Johnston, RI)
- …Products. + Completed high school degree or GED equivalent. Preferred Requirements: + Securities Licenses such as SIE, Series 7 or Series 63. + Demonstrated ... successful stable work history. + Completed associates and/or bachelors college degree Hours & Work Schedule + Hours per Week: 40 + Work Schedule: + M-F: 8:30 AM ET - 5:00 PM ET; Occasional OT Optional + 100% in office. Once fully trained and performing at… more
- Raymond James Financial, Inc. (Clarence, NY)
- …methods + Basic investment concepts, practices and procedures used in the securities industry + Financial markets, products and industry regulations **Skill in** + ... Client Relationship Management (CRM) software + Microsoft Office + Effective communication (in-person, virtual, phone and mail) **Ability to** + Operate standard office equipment and use required software applications to produce correspondence, reports,… more
- CalSTRS (Sacramento, CA)
- …of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700) ... (http://www.fppc.ca.gov/Form700.html) . **Application Instructions** Completed applications and all required documents must be received or postmarked by the Final Filing Date in order to be considered. Dates printed on Mobile Bar Codes, such as the Quick… more
- Wells Fargo (Paso Robles, CA)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of… more
- CIBC (San Francisco, CA)
- …portfolio asset allocation schedules + Run performance reports + Complete securities processing (purchases, redemptions, capital calls, pricing updates) + Research ... and analyze fees + Complete and provide documentation for Annual Review Suite + Initiate contact with clients and their third-party advisors when appropriate + Provide administrative support (answer telephones, prepare well-written correspondence, maintain… more
- MUFG (San Francisco, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- CalSTRS (Sacramento, CA)
- …of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700) ... (http://www.fppc.ca.gov/Form700.html) . **Incompatible Activities** This position is subject to the provisions ofGovernment Code Section 19990 (https://leginfo.legislature.ca.gov/faces/codes\_displaySection.xhtml?lawCode=GOV§ionNum=19990.) . Upon accepting… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more