• VP Compliance Manager, Quantitative Analyst, Trade…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (10/12/25)
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  • VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …+ Minimum 7+ Years of related experience (in Compliance) **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (10/12/25)
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  • Securities Services - Private Fund Services…

    JPMorgan Chase (Jersey City, NJ)
    …marketing language** Be part of a global leader in investment banking and securities services, where your expertise will shape the future of private markets fund ... administration. At JP Morgan, you'll collaborate with top professionals and make a meaningful impact for our clients worldwide. As a Product Management Associate in Private Fund Services, you will help govern and define our private markets fund administration… more
    JPMorgan Chase (09/26/25)
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  • Securities Services - Private Equity Fund…

    JPMorgan Chase (Brooklyn, NY)
    JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... portfolio administration businesses in the industry, administering over $950 billion in assets globally. The business was launched in November 2005 through the commercialization of the finance and technology teams supporting JP Morgan's various private equity… more
    JPMorgan Chase (09/25/25)
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  • Director, Compliance - Branch Inspections Team…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (09/21/25)
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  • Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (09/20/25)
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  • Securities Services Product Management…

    JPMorgan Chase (New York, NY)
    …or asset pricing. + Utilize data analytics tools to review securities , including private assets pricing, and identify opportunities for platform enhancements. ... + Collaborate with Billing teams and partners to drive efficiencies and automate processes. + Support the delivery of Global Custody Product's network strategic priorities, including implementing the network provider strategy in LATAM and assisting in sub… more
    JPMorgan Chase (09/14/25)
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  • Securities Services -Alternative Fund…

    JPMorgan Chase (Boston, MA)
    JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... portfolio administration businesses in the industry, administering over $950 billion in assets globally. The business was launched in November 2005 through the commercialization of the finance and technology teams supporting JP Morgan's various private equity… more
    JPMorgan Chase (09/12/25)
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  • Senior Compliance Analyst - Park Avenue…

    Guardian Life (Nashville, TN)
    …collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct branch office ... inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch office… more
    Guardian Life (09/10/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services… more
    TD Bank (09/07/25)
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