- Bank of America (Charlotte, NC)
- …support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives, and over-the-counter ... derivatives across multiple Lines of Business. Key responsibilities include carrying out duties under general supervision and assisting teammates while following established procedures. **LOB Description:** Senior point of contact for AMRS based clients for… more
- Wells Fargo (Charlotte, NC)
- …offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required. + ... This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a FINRA supervisory license, who has answered affirmatively to certain Form… more
- Ally (Raleigh, NC)
- …analytics of Ally's asset-backed securitization (ABS), corporate debt and equity securities , peer performance, and market conditions * Support Ally's rating agency ... relationships, including analysis of credit ratings risks and opportunities and preparation of rating agency presentation materials * Actively contribute to the team's collective expertise through self-study, collaboration with team members, and development of… more
- ADP (Woodland Hills, CA)
- …meaningful impact. **Bonus points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) ... Series 6 and 63 licensing is a plus; candidates with great sales acumen will be considered pending appropriate licensing within the first 45 days of employment. **YOU'LL LOVE WORKING HERE BECAUSE YOU CAN:** + **Be yourself** in a culture that values equity,… more
- Bank of America (Dallas, TX)
- …while leading with a client first mindset **Required Qualifications:** + FINRA Securities Industry Essentials (SIE), Series 7, 63/65 or 66 + Displays advanced ... industry knowledge and understanding of investment products **Desired Qualifications:** + Energetic individual that is self-motivated, coachable and flexible in thought + Enjoys a fast-paced environment with changing and evolving responsibilities + Detail… more
- TEKsystems (Kansas City, MO)
- …to financial institutions via FedLine(R) Solutions, Fedwire(R) Funds and Securities , the National Settlement Service (NSS), FedCash(R)1, FedACH(R), Check Services, ... and the FedNow(R) Service. FRFS operates as a fully integrated organization with groups dedicated to operations, technology, product and industry engagement, enterprise services, and one focused on the ongoing growth and development of the FedNow instant… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …RIA or wealth management firm. + Experience with Schwab is a major plus. + Securities licensing is helpful; licenses can be held by the firm. + Strong organization ... skills and proven attention to detail. + Exceptional interpersonal, verbal, and written communication abilities. For expedited consideration or to have a conversation about other roles in, please send a message to Jennifer Fukumae on LinkedIn. Robert Half is… more
- Bank of America (Louisville, KY)
- …leading and negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) Desired Skills: + Local market knowledge + Strong Business Development **Minimum Education Requirement:** Undergraduate degree required: Majors in business, finance or economics preferred or equivalent experience.… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Bank of America (Sewickley, PA)
- …and educational background, along with other requirements governed by the US Securities and Exchange Commission ("SEC") + CFP(R) or CPWA(R) designation preferred or ... obtain and/or maintain at least one firm approved designation + Understanding of how to deliver a strong overall client experience + Thorough knowledge and understanding of the suite of Wealth Management products and services + Possess and demonstrate strong… more