- Bank of America (Pennington, NJ)
- …execute and confirm trade orders as well as a variety of securities transactions initiated by self-directed clients Assist clients with brokerage consumer website ... usage and navigation Educate potential and existing clients about investment products, services and trading strategies Research and resolve client requests Maintain current knowledge of Merrill products, policies, and services while keeping abreast of… more
- Bank of America (New York, NY)
- …and providing leadership in a high risk environment. + Strong understanding of securities regulations (eg, SEC, FINRA, FCA, IIROC, CVM, etc.) and global compliance ... frameworks. + Demonstrated leadership skills with prior experience managing teams. + Excellent communication, analytical, and problem-solving skills. + Ability to manage competing priorities and operate in a fast-paced, global environment. + High ethical… more
- GROWMARK, Inc. (Bloomington, IL)
- …areas including cash management, patronage and stock redemption, loan securities and collateral, reconciliations, credit management and compliance reporting. Prefer ... previous accounting, banking, and/or finance-related experience. Proven professional communication, interpersonal, persuasion, and customer service skills. Demonstrated planning, organization, analytical, problem-solving, and project management skills. Proven… more
- Insight Global (New York, NY)
- …market risk and liquidity risk - Familiarity with regulatory aspects of mortgage-backed securities , non-agency residential whole loans and/or structured finance ... These loans focus on non-agency Jumbos. The product will involve both buying/selling whole loans and packaging and selling pools of residential mortgages into securitized instruments. The candidate will interface with key business units including operations,… more
- Thrivent Financial (Irvine, CA)
- …and variable lines of authority or attained within 90 days . + State securities registered and insurance licensed and appointed in all states that comprise the ... market or are aligned to specific financial advisors that are assigned. + Satisfactory background check and clean compliance record. + Flexibility to travel within the region (may include overnight), up to 50%, and conduct business during evening hours . +… more
- Bank of America (Tampa, FL)
- …leading and negotiating with a team of bank associates to solve client problems. * Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) **Desired Skills:** * Undergraduate degree in related field or equivalent work experience. MBA desirable. * Existing knowledge of the market preferred. * Active member/participation in local community organizations. *… more
- Bank of America (Los Angeles, CA)
- …leading and negotiating with team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) **Desired:** + Undergraduate degree desired: Majors in business, finance or economic preferred. MBA desirable. + Existing knowledge of the market preferred. + Active member/participation in local community… more
- Bank of America (Beverly Hills, CA)
- …and educational background, along with other requirements governed by the US Securities and Exchange Commission ("SEC") + MBA preferred or maintain at least ... one firm approved designation + Strong leadership abilities, communication and delegation skills + Understanding of how to deliver a strong overall client experience + Thorough knowledge and understanding of the suite of Wealth Management products and services… more
- Bank of America (Raleigh, NC)
- …and educational background, along with other requirements governed by the US Securities and Exchange Commission ("SEC") + Obtain and/or maintain at least one ... firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through collaboration and influence without direct authority + Detail oriented with strong organizational skills, and ability to manage multiple tasks and… more
- ADP (Tucson, AZ)
- …FOR THESE:** _Preferred Qualifications_ + Prior quota-carrying experience + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) ... Series 6 and 63 licensing is a plus; candidates with great sales acumen will be considered pending appropriate licensing within the first 45 days of employment + Demonstrated ability to successfully build a network via social platforms + Experience with video… more