- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Bank of America (Easton, MD)
- …technology platforms **Desired Qualifications:** + Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65 ... accepted in lieu of 66) + Possesses industry knowledge and an understanding of investment products + Has experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience + Is… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and, in our clients', best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Operations & Technology… more
- Commonwealth of Pennsylvania (PA)
- …deficiencies, or areas of noncompliance. Analyzes written documentation such as Securities and Exchange Commission (SEC) filings, accounting and auditing standards, ... laws, regulations, revenue bulletins, and court cases. Reviews past transactions that have been captured in accounting records and researches methods to enforce compliance. Levels of Performance Select the Level of Performance that best describes your claim. +… more
- Santander US (Boston, MA)
- …interpersonal and conflict resolution skills. **Certifications** + Series 7 - General Securities Representative License - Required. + Series 63 or Series 66 - ... State registration requirements - Preferred. **What Else You Need To Know:** The base pay range for this position is posted below and represents the annualized salary range. For hourly positions (non-exempt), the annual range is based on a 40-hour work week.… more
- Wells Fargo (Charlottesville, VA)
- …For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. Designated insurance ... license requirements must be completed within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire **Posting End Date:** 19 Jan 2026 **_*Job… more
- Dorsey & Whitney LLP (Minneapolis, MN)
- …on tax issues in mergers, acquisitions, reorganizations, restructurings, and securities offerings. Controversy matters include federal, state, local and tribal ... tax controversy matters relating to individual and corporate income, sales and use, and other types of tax at various procedural levels, including the examination phase, administrative appeals, litigation and collection actions. The following qualifications… more
- Thrivent Financial (MN)
- …of 8 or more direct reports is highly desired. + Must be eligible to be Securities and Insurance licensed in all 50 states and the District of Columbia + Previous ... experience in financial planning, investment products, and insurance products. + Prior training and experience with consultative, needs-based sales models (Integrity Selling or similar) + Experience leading change in a fast-paced, high-growth environment. +… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Operations & Technology… more
- Forward Air (Coppell, TX)
- …and disclosures in accordance with US GAAP to be filed with the Securities and Exchange Commission. Including preparation of workpapers to support the external ... financial reporting binder + Participates in maintenance of documentation and execution of financial reporting internal controls + Ensure compliance with Sarbanes-Oxley requirements and provide necessary documentation + Analyze complex accounting areas and… more