- Edward Jones (St. Louis, MO)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- PNC (New York, NY)
- …in fixed income assets and derivative products within PNC Bank's investment securities and derivatives portfolio. The CIO Office's expertise is often required on ... a range of strategic initiatives, including objectives related to interest rate risk, capital, and liquidity regulatory frameworks, and the ALM director's primary responsibility will be to support the CIO Chief Operating Officer and other CIO staff in… more
- JPMorgan Chase (Fort Worth, TX)
- …and the reconciliation of purchase and sales options, futures, or securities . This may involve sanctions screening, payment investigations, funds control, exception ... processing, resolving reconciliation breaks, and invoicing or cash management activities. **Job responsibilities** + Execute high-volume payment processing tasks, including validating global currency fund transfers to ensure accurate and timely transactions,… more
- Charles Schwab (Westlake, TX)
- …full-time basis without employer sponsorship. Charles Schwab Client, Offer & Securities Platform and Data Management is responsible for delivering innovative, ... best-in-class data and infrastructure solutions for client account and trading capabilities. Transformation is at the forefront of our business, and Transformation is more than a moment of change-it's a sustained commitment to evolving how we think, operate,… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (New York, NY)
- …used in the industry. + Principles of estate planning, trusts and securities industry operations. + Financial markets and products. + Effectively managing client ... relationships. + Strategic planning as part of client retention focus. + Gathering and compiling information and data. + Preparing and delivering written and oral presentations. + Operating standard office equipment and using required software applications. +… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition explain what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted… more
- City National Bank (Los Angeles, CA)
- …designation or equivalent training highly desirable * FINRA Series 7and 63 securities licenses preferred. *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary: ... $92,114 - $156,880 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. *Benefits and Perks* At City National, we strive to be the best at whatever we do, including the benefits and… more
- Truist (Charlotte, NC)
- …or filed with the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), and ... Federal Reserve Board (FRB). The Senior Financial Reporting Manager also provides leadership and mentoring to other financial reporting staff. **LOCATION:** Truist in-office requirement is 5 days per week **_Please note:_** candidate must be located in one of… more
- Insight Global (New York, NY)
- …Skills and Requirements - Exposure or background in securities financing, prime brokerage, trading operations, or market structure. ... - Strong organizational and communication skills, especially when dealing with external brokers. - Comfort working with financial data, spreadsheets, and rate files. - Understanding of long/short trading concepts and locate processes is a plus. - Ability to… more