- Bank of America (Atlanta, GA)
- …and educational background, along with other requirements governed by the US Securities and Exchange Commission ("SEC") + Obtain and/or maintain at least one ... firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through collaboration and influence without direct authority + Detail oriented with strong organizational skills, and ability to manage multiple tasks and… more
- Edward Jones (Tempe, AZ)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- Wells Fargo (New York, NY)
- …accepted. + For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required + This ... position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Mizuho Corporate Bank (New York, NY)
- …market surveillance and provide analytical support for trade ideas across treasury securities , bills, asset swaps, FX swaps, and rates markets. + Communicate with ... money market participants-including MMFs, external counterparties, and brokers-to ensure proper execution and timely settlement of money market and treasury transactions. + Collaborate with Treasury Back Office, Risk Management, and Audit teams to address… more
- Arena Investors LP (Jacksonville, FL)
- …debt, derivatives, structured financial products, contingent considerations and hybrid securities for financial reporting and transactions. + Review third-party ... business valuations for closely-held companies, publicly-traded companies, and private equity for financial reporting purposes (ASC 946, ASC 820, ASC 815, ASC 718 / IRC 409A, swaps, etc.), and strategic planning purposes + Strong understanding of DCF,… more
- Raymond James Financial, Inc. (Southfield, MI)
- …of general office concepts and those that govern finance and/or securities industry operations. + Regulations for specific assigned functional area. **Skills:** ... + Supports business processes with guidance but not constant supervision by understanding and effectively using standard office equipment and standard software packages. + Uses clear and effective elementary verbal communications skills under supervision to… more
- US Bank (Milwaukee, WI)
- …sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision. ... Responsibilities have various levels of risk correlating to the type and size of account or product. Effectively and accurately coordinate, manage and complete multiple duties and assignments concurrently and within acceptable timelines. Understands and… more
- NextEra Energy (Juno Beach, FL)
- …tax equity partnerships and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and commenting on tax ... aspects of financial models for various transactions NextEra participates in. **Professional Experience** + Strong transactional tax background with experience working on mergers and acquisitions, joint ventures, financings, and reorganizations. + Significant… more
- US Bank (Nashville, TN)
- …retirement planning, and education funding + Extensive knowledge of the securities industry, including investment and insurance products and services + Knowledge ... of private banking products and services, including credit processes and policies + Strong presentation abilities + Strong relationship management, sales, and new business development skills + Well-developed analytical and problem-solving skills + Excellent… more