- BlackRock (New York, NY)
- …improvement + Analyze complex accounting data across asset classes (eg, securities , derivatives, mortgages, alternatives) and partner with stakeholders to resolve ... client challenges + Clearly explain accounting concepts and calculations to internal partners and external clients + Configure client accounting setups, including system elections, ledgers, and reporting structures + Stay ahead of industry, regulatory, and… more
- Wellington (Boston, MA)
- …investment types, including equity and fixed income products, and derivative securities + Prior experience in guideline monitoring, investment operations or ... compliance, or an understanding of different regulatory regimes would be advantageous but is not required + Candidate should be energetic, self-confident, and have an inquisitive mind + An ideal candidate should be a self-starter who is results-driven, and be… more
- Chenega Corporation (New York, NY)
- …shall provide legal research and litigation support to the United States Securities and Exchange Commission (SEC), Division of Enforcement. The SEC's Division of ... Enforcement utilizes a variety of data that contain current, historical, and future information about sensitive public company data, mutual fund data, and trade/quote data. **Responsibilities** + Following established guidelines, gathers, prepares and… more
- AbbVie (North Chicago, IL)
- …Work in key corporate legal areas such as corporate financing, securities compliance and disclosure, compensation and benefits, and corporate governance. Strategic ... Transactions Academy Substantive legal work related to acquisition transactions as well as new and existing collaborations; assessing antitrust risks associated with mergers, acquisitions, and licensing transactions; and venture capital transactions. Global… more
- State of Montana (Helena, MT)
- [Home - Montana Commissioner of Securities and Insurance] Join Montana's captive insurance team this summer and turn classroom knowledge into real‑world impact. Work ... in a collaborative Helena office while helping oversee a unique corner of the insurance world. *Position overview* * Paid internship with the State of Montana's captive insurance regulatory team * Captive insurers are companies that insure their own risks, and… more
- JPMorgan Chase (Newark, DE)
- …a variety of banking products, such as Loans, Deposits, Cash, Derivatives, and Securities , from both a technical and business perspective. + Experience with UI/UX ... design and implementation, enhancing user interaction and experience by integrating technical functionality with user needs. + Hands-on experience with cutting-edge technologies like AWS, and Databricks, leveraging these to elevate product capabilities and… more
- Walgreens (Deerfield, IL)
- …activities. + Familiarity with financial regulations (eg, related to banking (KYC), securities , and payments systems). + Specific expertise in areas like treasury ... management, cash flow and liquidity management, and foreign exchange risk management is highly valued. We will consider employment of qualified applicants with arrest and conviction records. **Shift:** **Store:** more
- Intercontinental Exchange (ICE) (New York, NY)
- …the Fixed Income Analyst position will be to evaluate corporate fixed income securities , specifically Leveraged and Private Credit Loans as part of IDS' Corporate ... Evaluations Group. The candidate should have an understanding of direct lending, corporate loans and the private credit market. The candidate must possess a solid understanding of global financial markets, and in particular, a conceptual understanding of the… more
- Wells Fargo (Chicago, IL)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + This role ... requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a FINRA supervisory license, who has answered affirmatively to certain Form U4 Section… more
- TD Bank (Fresh Meadows, NY)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to _investigate_ the good character, business reputation, qualifications and… more