- Wells Fargo (Salt Lake City, UT)
- …process + For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required + This ... position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Georgetown Univerisity (Washington, DC)
- …(CAL), Institute for International Education (IIE) and Defense Language National Securities Education Office (DLNSEO). The candidate will interact with prospective ... students (applicants) and current students, as well as EHLS faculty in planning and implementing program activities. All SCS staff are expected to support SCS Commencement activities This position is vital to ensure a high caliber of qualified candidates in… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Charles Schwab (Lone Tree, CO)
- …monitored as it relates to the continued analysis of new products and securities . This role also includes the responsibility to stay abreast of regulatory changes ... and implement those changes on a go-forward basis. The Senior Manager will also be an active participant in new product initiatives and current product business changes. This is an individual contributor role. Primary responsibilities include: + Responsibility… more
- Columbia Bank (Denver, CO)
- …of which are complex and confidential in nature. + Process cash and securities transactions in the trust accounting system related to investment valuations and asset ... sponsor contact updates. + Ensures all transactions are processed accurately and according to the relevant documentation. + Ensures all documentation related to the transaction is appropriately archived and noted in Salesforce. + Review and approve… more
- Regions Bank (New Orleans, LA)
- …selection, evaluation or overall process improvements surrounding marketable securities or investment managers **Additional Requirements** + Expected graduation ... of Fall 2026 or Spring 2027, majoring in finance, economics, investment management, marketing, data analytics, management information systems, or a related business major **Preferences** + Preferred minimum 3.0 GPA \#UR **Position Type** Full time **Incentive… more
- Citigroup (New York, NY)
- …loans, corporate bonds, CLOs, CFOs, rated note feeders and other asset backed securities + Knowledge of private debt funds, SPV/SPE and lending structures, as well ... as a strong understanding of alternative assets including direct lending, private equity and other structured instruments + Candidate must have strong cash-flow modeling skills and experience in analyzing complex debt structures + Candidate should have a good… more
- Truist (Wilson, NC)
- …corporate governance, complex lending transactions, mergers and acquisitions, securities , trusts, insurance, tax and labor/employment. Responsible for moderate ... complexity with minimal supervision and is emerging as an expert in one or more specific skill-sets or specialized legal practice areas. This position will sit in-office 5 days a week at one of the locations listed. No remote option available. No relocation… more
- NBT Bank (Portland, ME)
- …Abilities: + Thorough knowledge of investment and insurance products and applicable securities and insurance rules and regulations. + Strong communication and PC ... skills. + Unblemished compliance record. + Demonstrated team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not Series 7 licensed, FC will be required to obtain… more