- Robert Half Finance & Accounting (Chicago, IL)
- …OTC derivatives, futures, options, swaps, fixed income, convertible debt, asset-backed securities , and other derivative products. The Tax Manager will work closely ... with our Tax Partner to research new tax rules, prepare and review tax returns, and to develop our tax practice within the financial services industry. The ideal individual will be a professional willing to coach, develop and lead tax professionals, and build… more
- Dentons US LLP (NY)
- …+ Representing public and private companies, in a variety of corporate, tax, securities and real estate matters + Representing buyers, sellers and targets in stock ... purchases, asset purchases, mergers and joint ventures + Structuring transactions involving taxable and tax-free asset and stock acquisitions, divestitures and reorganizations + Supporting the practice by performing general research and writing Pursuant to New… more
- Raymond James Financial, Inc. (Denver, CO)
- …and internal control frameworks. + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. **Skill in:** + Designing and ... executing compliance testing plans. + Analyzing processes and identifying control gaps. + Drafting clear, actionable testing reports and communicating findings to stakeholders. + Coordinating complex compliance testing activities and managing multiple… more
- Wells Fargo (San Francisco, CA)
- …markets: deal execution process and standards **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of ... hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted + Registration for FINRA Series 63 (or 66) must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized… more
- Intercontinental Exchange (ICE) (New York, NY)
- …summarizing the content of data sets. + Basic understanding of fixed income securities , derivatives and rate products. **Preferred** + Advanced degree is a plus. + ... Working knowledge of JSON/XML data structures, RESTful APIs or VBA development is a plus. + Experience with fixed income, equity or credit derivative pricing and market data is a plus. **New York Base Salary Range** The expected base salary for this role, if… more
- Wellington (Boston, MA)
- …(eg, business and technical understanding of fixed income and/or derivatives securities , foreign exchange, money markets). + Experience with modern software ... development and testing methodologies such as Artifactory, Git, and Jenkins. + Experience developing complex applications using Python, JavaScript/React/Node.js, or related technologies. + Familiarity with web applications and services using REST, HTML5, CSS,… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Wells Fargo (New York, NY)
- …resolve issues and achieve goals **Required Qualifications:** + 5+ years of Securities Research experience, or equivalent demonstrated through one or a combination ... of the following: work experience, training, military experience, education **Desired Qualifications:** + A BS/BA or higher + Direct experience within the industry or equity research industry specific sector - Machinery, Industrials & Environmental Services. +… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …concepts and practices. + Principles of banking and finance and securities industry operations. **Skill in:** + Analyzing financial information. + Performing ... mathematical calculations. + Operating standard office equipment and using required software applications, including word processing, spreadsheets and data bases. + Preparing, processing and maintaining transaction documentation, files, and records. +… more