- Siemens (Wendell, NC)
- …local GAAP requirements, and manage financial guarantees, bonds, andproject securities . + Support the PM in minimizingnon-conformance costs, establishing reporting ... structures, and implementinglessons learned. + Manage risks, contracts, andclaims, ensuring compliance with LoA guidelines and risk managementprocesses. + Ensure compliance with standards,rules, and regulations, fostering a culture of trust and integrity… more
- Tennant Company (Eden Prairie, MN)
- …for the department's corporate team in general corporate and securities matters, litigation management, and business development initiatives. GENERAL ... RESPONISIBILITIES: + Create, implement, manage, and develop strategies for the Marketing, Engineering, IT, and Sourcing leadership teams and provide exceptional guidance on complex business problems. + Lead end-to-end intellectual property processes including… more
- Edward Jones (New York, NY)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- US Bank (Hackensack, NJ)
- …(GAAP). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting system. Reviews and coordinates fund ... expense analysis and expense processing. Prepares fund financial statements, audit and tax schedules. Basic Qualifications - Bachelor's degree in Accounting, Finance or a business-related field, or equivalent work experience - Two to five years of related… more
- Intercontinental Exchange (ICE) (New York, NY)
- …Suitable candidates are expected to be deeply knowledgeable of fixed income securities and analytics, but also familiar with equities and commodity futures, swaps, ... etc., and all associated quantitative methods for analyzing risk and return of these market segments. **Responsibilities** + Strategic Leadership + Define and execute the strategic vision for Index R&D initiatives aligned with business objectives + Lead,… more
- MUFG (Jersey City, NJ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- TD Bank (New York, NY)
- …FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be ... eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to _investigate_ the good character, business reputation, qualifications and… more
- Scotiabank (Dallas, TX)
- …services regulatory regimes, including Federal and State banking, commodity, securities and investment management laws, regulations and interpretations, (ii) working ... closely with the relevant compliance advisory team(s) to update the department's inventory of obligations and controls, (iii) developing and maintaining an electronic database that will house regulatory obligations and risk-related controls, (iv) driving the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Abilities** **Knowledge of** + Financial analysis + Complex investment products and securities markets in general + MS Office applications + Bloomberg + eVestment ... or other hedge fund databases are a plus + FactSet/Code Red or similar research management systems are a plus **Skill in** + Excellent written and verbal communication skills + Presentation skills + Excel + PowerPoint **Ability to** + Handle multiple… more
- Foresters Financial Services (Indianapolis, IN)
- …Advisor Networks,Cetera Financial Institutions, Cetera Financial Specialists, First Allied Securities , and Summit Brokerage Services. Cetera Financial Group is ... committed to providing an equal employment opportunity for all applicants and employees. For us, this is the only acceptable way to do business. Accordingly, all employment decisions at the Cetera Financial Group, including those relating to hiring, promotion,… more