• Registered Client Associate

    Wells Fargo (Bloomington, MN)
    **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (07/31/25)
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  • Registered Client Service Associate…

    Raymond James Financial, Inc. (Miami, FL)
    …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
    Raymond James Financial, Inc. (07/31/25)
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  • Supervisory Control Associate

    Wells Fargo (Doylestown, PA)
    **About this role:** Wells Fargo is seeking a Supervisory Control Associate to join our Client Relationship Group within Wealth and Investment Management. Learn more ... acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required + Ability to… more
    Wells Fargo (07/29/25)
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  • Private Debt Complex, Associate (COO Team)

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...**Role Description** SMBC Group is looking to hire an Associate to support the COO and senior management team… more
    SMBC (07/29/25)
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  • Senior Registered Client Service Associate

    Raymond James Financial, Inc. (Coral Gables, FL)
    …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
    Raymond James Financial, Inc. (07/29/25)
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  • Investment & Corporate Banking - Healthcare,…

    Mizuho Corporate Bank (New York, NY)
    …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... and services for existing and prospective Mizuho clients. An Associate is expected to understand the implications, identify key...is a huge plus + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis +… more
    Mizuho Corporate Bank (07/29/25)
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  • Repo Trading Middle Office Support…

    Insight Global (New York, NY)
    Job Description Credit Agricole is looking for a Repo Trading Associate to join their Middle Office Support team. The Middle Office team is responsible for assisting ... Office Operations from a trading floor - Strong understanding of repos, securities lending, total return swaps/rates (TRS) - Product knowledge of US Treasuries… more
    Insight Global (07/27/25)
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  • Trading Support Associate III - Rebalance…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …week at our Saint Petersburg, FL, corporate office._ As a Trading Support Associate III, you will apply advanced knowledge and skills acquired through experience and ... responsibilities as assigned. **Skills** + Concepts, practices, and procedures of securities trading. + Basic investment concepts, practices, and procedures used in… more
    Raymond James Financial, Inc. (07/26/25)
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  • Asset Management, Associate

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...in the Americas. The role of the position of Associate , Asset Management will be to work together with… more
    SMBC (07/25/25)
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  • Associate , CUSO Treasury

    SMBC (Jersey City, NJ)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...record of project delivery, for a new position of Associate in our Treasury Operations group. This new role… more
    SMBC (07/24/25)
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