- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...the bank. As a Sustainability and Climate Risk Management Associate , you will play an important role in the… more
- JPMorgan Chase (Brooklyn, NY)
- …& Investment Bank is a global leader across banking, markets, securities services, and payments. Corporations, governments, and institutions throughout the world ... in markets around the world. As a Business Management Associate within our CIB D&PS F&BM team, you will...CIB D&PS F&BM team, you will directly support the Securities Services Operations (SSOps) organization. This high-impact role involves… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing ... regularly with Compliance and Risk departments to ensure enterprise-wide adherence to securities regulations. TO APPLY, ONLY send resume directly to Vice President… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Hanover, NH)
- …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... and methods. * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations. * Trading… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- US Bank (Chicago, IL)
- …Advisors to reach market objectives. Ensures compliance with state and federal securities laws as well as US Bancorp Investment's established policies and ... 65/66, 53 or 9&10 Preferred Skills/Experience - Thorough knowledge of securities industry - Proficient leadership and interpersonal skills - Strong organizational,… more
- Comerica (Costa Mesa, CA)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to multiple ... in customer contact + 2 years of experience in investments/brokerage industry and securities regulations + 2 years of experience in Microsoft Office Salary Range For… more