- JPMorgan Chase (Boston, MA)
- Join JPMorganChase as a Fund Servicing Associate II and be at the forefront of enhancing our operational services in fund accounting and administration. This role ... institution that values innovation and continuous improvement. As a Fund Servicing Associate ll within JPMorganChase, you will play a pivotal role in enhancing… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... building a sense of "community" with and among clients and prospects. The Associate Advisor reports to and is employed/contracted by the Lead Advisor. Thrivent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …accordance with Firm policies, industry standards, and federal and state securities laws. + Establishes and maintains registration-related record keeping systems. + ... in FINRA, state/jurisdiction and other SRO rules and regulations regarding securities and advisory registrations. + Operates standard office equipment and uses… more
- Citigroup (Jersey City, NJ)
- …is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Individual mapped to this job ... used to present information to management + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Customer Service Associate Licensed to work for its Investment Contact Center (ICC). In this role, you will assist brokerage clients via ... and technical facts affecting the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority (FINRA) Series 7… more
- S&P Global (Boulder, CO)
- **About the Role:** **Grade Level (for internal use):** 12 ** Associate Director - Americas Public Finance, Housing** **Grade Level** **:** 12 **Locations** **:** ... + Apply comprehensive credit knowledge to analyze complex bond securities , economic indicators, management structures, governance frameworks, and challenging… more
- S&P Global (New York, NY)
- …credit ratings and opinions for securitizations backed by RMBS assets. The Associate Director is primarily responsible for analyzing transactions backed by US ... residential mortgages. In addition, the Associate Director will be responsible for aggregating data and...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (Chicago, IL)
- …internal use):** 12 **The Team** : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides credit ratings and ... backed by a wide variety of nontraditional assets. In this role, the Associate Director will be responsible for end-to-end rating process, research, cash flow,… more
- Thrivent Financial (Coeur D'Alene, ID)
- …practice of Thrivent in Coeur d'Alene, ID. We are growing and adding an Associate Financial Advisor to our team. At Lakeview Financial Group, we provide personalized ... changers or professionals currently working in the financial industry. Associate Financial Advisor As an Associate Financial...by serving others, not just selling products. Requirements + Securities (Series 7 and 66 or Series 7, 63… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **The** **Role:** Associate Director, Global Infrastructure/Project Finance North America - S&P Global Ratings ... Role:** We are seeking a highly skilled and motivated Associate Director to join our growing North American Infrastructure...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more