- Wells Fargo (Denver, CO)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the ... acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + Specific… more
- JPMorgan Chase (Tampa, FL)
- …impact in a fast-paced and innovative environment. As a **Payment Lifecycle Associate I** within the Payments Lifecycle team at JPMorganChase, you will enhance ... fund transfers and reconcile purchase and sales options, futures, or securities . Leveraging your proficiency in automation, cybersecurity, and anti-fraud awareness,… more
- Citigroup (New York, NY)
- The Associate Banker SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the ... Ability to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within… more
- JPMorgan Chase (Tampa, FL)
- …our clients across a range of products, including but not limited to Listed Securities , Cash, ETDs, OTCs, Repos, Bank Loans and CFDs. This team was established in ... Book of Record delivery (IBOR). As an Investment Book of Record (IBOR) Associate in the Investment Middle Office Services (IMOS) team, you will be responsible… more
- NatWest Markets (Stamford, CT)
- Associate , US Corporate Derivatives Sales Closing date for applications: 21/12/2025 LocationStamford,United States Job typePermanent Contract typeFull Time ... leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment… more
- Manulife (Boston, MA)
- We are looking for an Associate Director, Platform Distribution who will be responsible for internal sales and relationship development, business channel management, ... Occasional travel, less than 5%. **Required Qualifications:** + FINRA Licenses: Securities Industry Essentials, Series 7, Series 63/65/66 + Progress towards… more
- Citigroup (Beverly Hills, CA)
- The Associate Banker SAFE Act is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... Ability to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within… more
- MUFG (New York, NY)
- …team, part of the Credit Portfolio Management group, is looking for an Associate level professional to support its Portfolio Management and Credit Groups in new ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (Newark, DE)
- …premier client service, JP Morgan is the place for you! As a Client Service Associate within the US Private Bank at JP Morgan, you will be responsible for fostering, ... products and services **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for… more
- CIBC (New York, NY)
- …**What You'll Be Doing** Reporting to the Executive Director, the Associate , US Product Controller - Finance will contribute to the US ... products, including but not limited to Fixed Income, Margin Lending, Securities Lending, Options, Futures, and Derivatives. Familiarity with Treasury operations and… more