- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- BlackRock (New York, NY)
- …government bonds, investment grade and high yield credit, Agency mortgage-backed securities , and securitized products (CMBS, ABS, Non-Agency MBS and CLOs). Clients ... include pension funds, corporate treasury departments and retail investors, with portfolio types spanning separate accounts, mutual funds, ETFs and closed end funds. The disparate nature of the client base results in portfolios with varying alpha targets and… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- AIG (New York, NY)
- …of strategic transactions at AIG, including M&A, capital markets and insurance-linked securities (ILS) matters. + Advising multiple business units on ceded and ... assumed facultative reinsurance transactions. + Analyzing the contractual aspects of internal reinsurance arrangements within AIG. + Working with AIG's Multinational business, operational and legal teams to structure and implement the reinsurance aspects of… more
- Janus Henderson Investors (Denver, CO)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and time cut-offs + 15c-3 possession and control rules regarding customer fully paid securities and fail resolution + Reg T as applicable to DVP accounts + MSRB ... Rule G-12 municipal close outs + General office practices, procedures and methods. + General accounting procedures. **Skills:** + Supports business processes with guidance but not constant supervision by understanding and effectively using standard office… more
- JPMorgan Chase (Chicago, IL)
- …professional in Commercial Real Estate with a passion for mortgage-backed securities from Government Sponsored Enterprises? If so, our Agency Multifamily Lending ... group is the ideal team for you. As a Senior Transaction Manager on the Agency Lending team, you will play a critical role in ensuring a seamless transaction experience for clients and providing strategic support to Underwriters by managing the inflow of new… more
- Truist (Atlanta, GA)
- …development and execution against ad-hoc requests from the CEO of Truist Securities and the IBCM Strategic Execution and Business Management Lead; generally related ... to gathering data to support decision making and preparing content to support targeted discussions. * Own and facilitate the cohesive measurement of progress against top priority initiatives within IBCM; involves creating standard process to track progress and… more