- Raymond James Financial, Inc. (Birmingham, MI)
- …used in the industry. + Principles of estate planning, trusts and securities industry operations. + Financial markets and products. + Effectively managing client ... relationships. + Strategic planning as part of client retention focus. + Gathering and compiling information and data. + Preparing and delivering written and oral presentations. + Operating standard office equipment and using required software applications. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and related content + Investment concepts, practices and procedures used in the securities industry + Financial markets and products + Microsoft Outlook suite + ... Publishing systems **Skill in** + Creating communications plans that blend attention to detail with flexibility and effective messaging + Distilling complex legal and regulatory subject matters into easily digestible communications + Writing intranet page… more
- MUFG (Chicago, IL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Janus Henderson Investors (Denver, CO)
- …of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political ... contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of:** + Advanced investment concepts, practices, and procedures used in the securities industry. + Advanced transaction structure and process. + Advanced client ... relationship building and management. + Advanced concepts, principles, and practices of Investment Banking. + Financial markets and products. **Skill in:** + Communicating effectively with different types of professionals. + Exceptional presentation talent. +… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (Paramus, NJ)
- …guidelines. + Advanced investment concepts, practices and procedures used in the securities industry. + Client relations management tools. + Financial services news ... and data resources. + Principles and practices of marketing and client relations management tools + Financial services news and data resource tools + General website design and management of various social media platforms **Ability to** + Operate standard… more
- Raymond James Financial, Inc. (Southfield, MI)
- …and principles. + Investment concepts, practices and procedures used in the securities industry and as required by New Accounts. **Skills:** + Detail orientation ... and flexibility sufficient to handle high volume of phone calls requiring quick analytical and supportive responses. + Interpersonal and communication (written and verbal) skills sufficient to interact with associates at all levels of the organization as well… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Truist (Charlotte, NC)
- …process of the Financial Accounting Standards Board ("FASB,") and United States Securities and Exchange Commission ("SEC,"), as well as the Federal Deposit Insurance ... Corporation ("FDIC") and the Federal Reserve Board ("FRB") as applicable to bank accounting and reporting, to ensure that all relevant proposed changes to GAAP and other reporting requirements are understood and the impacts communicated to senior leaders… more