- Raymond James Financial, Inc. (Fort Mill, SC)
- …and methods + Investment concepts, practices and procedures used in the securities industry + Financial markets, products and industry regulations + Trading ... terminology **Skill in** + Client Relationship Management (CRM) software, or similar contact management software + Goal planning software + Excel, including developing spreadsheets as needed and for ongoing reporting + Effective communication across multiple… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …support and technical documentation. + Principles of banking and finance and securities industry operations. + Business planning and analysis. + Project budget ... interfaces with other accounting systems. + MS Project or SmartSheets. + Azure DevOps (TFS) or similar. **Licenses/Certifications:** + PMP/ CSM or equivalent certification highly preferred. more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of** + Concepts, practices and procedures of securities trading. + Trade reconciliation and reconciling systems. + Knowledge of ... Commission rates (RPA/CMP) for equity trading and how to resolve issues. + High level of organization skills for follow-up with internal and external clients for problem resolution. + Trade Settlement Life-Cycle, working closely with Settlement Specialist.… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tempe, AZ)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Raymond James Financial, Inc. (Memphis, TN)
- …of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Financial markets and investment products and ... services. + Mathematical ability sufficient to calculate transactions accurately and efficiently. + Intermediate Excel experience. **Skill in** + Advanced analytical skills; analyze data to draw logical conclusions and interpret results for use in… more
- Zero Hash (IL)
- …sectors. + In-depth knowledge of financial and cryptocurrency regulations, including securities laws, AML/KYC requirements, and data protection laws. + Proven ... experience in drafting and negotiating complex commercial agreements. + Strong analytical, problem-solving, and decision-making skills. + Excellent communication and interpersonal skills, with the ability to work independently and collaborate effectively with… more
- BlackRock (New York, NY)
- …of a model surveillance and model performance framework for the Single Securities PricingTeam (SSP), primarily focused on interest rate derivative models. + ... Responsibilities will includeimplementation and maintenance of the model surveillance and performance monitoring infrastructure for the models supported by the team. + Enhance model documentation for a suite of pricing models supported by the team. +… more
- TIAA (Memphis, TN)
- …Experience working with fund structure + Knowledge of SEC and securities regulations **Additional Responsibilities:** Legal Management (primarily Timber, but may ... focus on agriculture as well) + Responsible for minimizing exposure to legal risk across the US business and providing advice to the Asset Management Teams to assist them on a day-to-day basis. + Responsible for establishing, engaging, and maintaining… more