- Ventura County (Ventura, CA)
- …+ Educational Incentive - An educational incentive of 2.5% for completion of an associate 's degree, 3.5% for completion of a bachelor's degree, OR 5% for completion ... Conducts comprehensive market research and financial analysis on fixed-income securities , economic indicators, interest-rate trends, market movements, and regulatory… more
- Columbia Bank (Denver, CO)
- …partners and proactively pursue alternative ways to gain efficiencies related to securities processing activities. + Review team processing activities and approve ... securities transactions in the trustaccounting system related to the...a 401(k)-retirement savings plan with employer match for qualifying associate contributions, an employee assistance program, life insurance, disability… more
- Thrivent Financial (Spokane, WA)
- …by individual situation), which may include: + Resident state Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63, 7 and 66, or 7, 63 ... encouraged to apply. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Career… more
- Edward Jones (St. Louis, MO)
- …ready to partner with their Branch Teams on day one. The TLS associate effectively and efficiently performs any licensed tasks the Financial Advisor performs and ... Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background...time of application** + At least 3-5 years of securities industry experience as a Financial Advisor or equivalent… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Job Description The Trade Support Associate /AVP will be responsible for supporting all the firm's Fixed Income businesses ... sitting on the trading floor performing trade capture for securities and derivatives, perform US Treasury Auctions and other...for all trading and sales desks for Fixed Income Securities and Interest Rate, Credit, and FX Derivatives ensuring… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Edward Jones (Davis, CA)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... degree is strongly preferred or equivalent work-related experience within the securities /financial services industry + Financial services and/or sales experience +… more
- Huntington National Bank (Columbus, OH)
- …is responsible for the daily processing of various investment and securities transactions while providing operational support for the Corporate Treasury portfolio ... and provides guidance on how to interpret complex bank securities investment transactions and book on TPG, the system...+ Review and interpret terms of ISDA agreement and associate Credit Support Annex ensuring collateral terms are properly… more
- Columbia Bank (Denver, CO)
- …Together for business. Together for better. **About the Role:** The Trust Securities Operations Supervisor, within the Asset Valuation Team, is responsible for ... related work experience required. + Minimum 2 years of experience in a securities operations or securities processing environmentrequired. + Minimum 2 years of… more
- Thrivent Financial (Crete, IL)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... a sense of "community" with and among members and prospects. The Associate reports to and is employed/contracted by the Financial Advisor. Thrivent Investment… more