- Raymond James Financial, Inc. (New York, NY)
- …expanding the firm's reach, improving recruitment outcomes, and developing team capabilities. Associate in this role will be located on the East Coast. **Essential ... **Knowledge of:** Financial advisor business models and practice structures. Securities industry regulations and compliance standards. Recruitment and talent… more
- Edward Jones (New York, NY)
- …in the branch of mutual trust, respect, feedback, and accountability. + As an associate , you are required to complete ongoing training offered by the firm and ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Fannie Mae (Reston, VA)
- …mortgage finance business. This may include mortgage products and securities , borrower behavior, investment and hedging strategies, residential property valuation, ... those opportunities Enterprise Analytics and Modeling - Quantitative Modeling - Lead Associate Target Pay Range: $138,000 - $180,000 a year \#LI-Hybrid #LI-ME1… more
- Edward Jones (St. Louis, MO)
- …area in Financial Crimes. **Key Responsibilities:** + Monitor information barriers, associate personal account dealing, and potential conflicts associated with the ... About Job Overview **Skills/Requirements** + Bachelor's degree preferred. + 5+ years securities industry experience with minimum 3+ years in a compliance capacity or… more
- T. Rowe Price (Baltimore, MD)
- …interpreting process controls. + Serves as a primary liaison between securities operations staff, relationship managers, portfolio managers, trustees, and clients to ... all. Benefits We value your goals and needs, at work and in life. As an associate , you'll be supported with resources , benefits , and work-life balance so you can… more
- TD Bank (New York, NY)
- …and/or confidential material requiring discretion **Education & Experience:** + Associate 's degree and/or Bachelor's degree or progressive work experience in ... proficiency with spreadsheets, reporting tools and presentation software **Who We Are** TD Securities offers a wide range of capital markets products and services to… more
- Cardinal Health (Dover, DE)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... transactions, including strategic sourcing, clinical trial services, confidentiality, Business Associate and information security agreements **_Qualifications_** + 8+ years… more
- Citigroup (O'Fallon, MO)
- …and issue resolution- all client issues will be owned end to end by the associate and will be treated with a closed loop process + Handles all inquiries/requests ... related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required) + Ensures customer claims and complaints… more
- Columbia Bank (Denver, CO)
- …complex nature. + Review team processing activities and approve cash and securities transactions in the trust accounting system related to client distributions and ... a 401(k)-retirement savings plan with employer match for qualifying associate contributions, an employee assistance program, life insurance, disability insurance,… more
- New York State Civil Service (Albany, NY)
- …receipts, investments, and collateral.Assist with the purchase and sale of securities in coordination with the accounts payable disbursement process.Coordinate the ... Qualifications Minimum QualificationsBachelor's degree plus two years relevant experience or an Associate 's degree plus four years of relevant experience or a high… more