- Raymond James Financial, Inc. (Hackensack, NJ)
- …We are an expanding team that currently includes a Senior Advisor, Associate Advisor, and Registered Client Service Associate specializing in supporting ... and occasional personal visits. * Educates client on the functions of various securities markets and the principal factors that affect them. * Provides guidance on… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... + AWS Certified Cloud Practitioner + AWS Certified Solutions Architect - Associate + Google Cloud Certified Professional Cloud Architect + Microsoft Certified: Azure… more
- Regions Bank (Hoover, AL)
- …+ Ensures full compliance with Financial Industry Regulatory Agency (FINRA), Securities and Exchange Commission (SEC), and internal policies; maintains records and ... Insurance + Parental Leave + Employee Assistance Program + Associate Volunteer Program Please note, benefits and plans may...terminated with respect to all or any class of associate at any time. To learn more about Regions'… more
- MUFG (Jersey City, NJ)
- …Microsoft Certified: Cybersecurity Architect Expert or Azure Security Engineer Associate and other related certificates such as Certified Information System ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …Microsoft Certified: Cybersecurity Architect Expert or Azure Security Engineer Associate and other related certificates such as Certified Information System ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Deluxe (Minneapolis, MN)
- …role involves interaction with the New York Stock Exchange (NYSE) and the Securities and Exchange Commission (SEC), and regularly, the Board of Directors. The ... working knowledge of email, calendaring, and document preparation Preferred Qualifications: + Associate degree in Business Administration or a related field, with 7+… more
- TD Bank (New York, NY)
- …Commercial Bank and serves as the primary liaison for all TD Cowen & TD Securities Sponsor led referrals to the TDBNA Commercial Bank. This team directly engages in ... transactions. This Commercial Banking Intern functions as a **Sponsor Backed Finance Associate Intern** to assist in evaluating sponsor finance opportunities to gain… more
- MUFG (Tempe, AZ)
- …will provide more details. MUFG Bank NA is currently recruiting for an Associate Vice President, Middleware Cloud Services Engineer that will be located in Tampa, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- FirstEnergy (Akron, OH)
- …of FirstEnergy Corp.) and will report to the Corporate Secretary and Associate General Counsel at the FirstEnergy Headquarters in Akron, Ohio. This Assistant ... reporting components of the Company's (and certain of its subsidiaries') securities filings, including 10-K, 10-Q, 8-K, proxy statement, registration statements,… more
- The Hartford (Hartford, CT)
- …relevant experience preferred + Fundamental understanding of investment products and securities operations + Basic understanding of technology, including Excel, with ... the Code of Ethics Key Points. If you will be deemed to be a "Covered Associate " under HIMCO's Pay to Play Policy, you will also need to disclose all political… more