- MUFG (Jersey City, NJ)
- …Microsoft Certified: Cybersecurity Architect Expert or Azure Security Engineer Associate and other related certificates such as Certified Information System ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Deluxe (Minneapolis, MN)
- …role involves interaction with the New York Stock Exchange (NYSE) and the Securities and Exchange Commission (SEC), and regularly, the Board of Directors. The ... working knowledge of email, calendaring, and document preparation Preferred Qualifications: + Associate degree in Business Administration or a related field, with 7+… more
- TD Bank (New York, NY)
- …Commercial Bank and serves as the primary liaison for all TD Cowen & TD Securities Sponsor led referrals to the TDBNA Commercial Bank. This team directly engages in ... transactions. This Commercial Banking Intern functions as a **Sponsor Backed Finance Associate Intern** to assist in evaluating sponsor finance opportunities to gain… more
- MUFG (Tempe, AZ)
- …will provide more details. MUFG Bank NA is currently recruiting for an Associate Vice President, Middleware Cloud Services Engineer that will be located in Tampa, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- FirstEnergy (Akron, OH)
- …of FirstEnergy Corp.) and will report to the Corporate Secretary and Associate General Counsel at the FirstEnergy Headquarters in Akron, Ohio. This Assistant ... reporting components of the Company's (and certain of its subsidiaries') securities filings, including 10-K, 10-Q, 8-K, proxy statement, registration statements,… more
- The Hartford (Hartford, CT)
- …relevant experience preferred + Fundamental understanding of investment products and securities operations + Basic understanding of technology, including Excel, with ... the Code of Ethics Key Points. If you will be deemed to be a "Covered Associate " under HIMCO's Pay to Play Policy, you will also need to disclose all political… more
- Citigroup (New York, NY)
- …world's billionaires and their families. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and investment advice ... to work without direction, self-motivated + US: S7, S66 (or S63/S65) NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, ... to all rules, regulations, policies and standards that govern the firm and the securities industry. Positions in Compliance cover a wide range of roles such as… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... months of employment + SRE/DevSecOps Foundation Certification, CyberArk Sentry, HashiCorp Vault Associate or CISSP certifications are a big plus This job description… more
- Jackson National Life Insurance Company (Nashville, TN)
- **_If you are an internal associate , please login to Workday and apply through Jobs Hub._** **Job Purpose** **The Advanced Planning Director will support and promote ... **8+ years experience in financial services sales or consultation required.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7 and… more