- Jackson National Life Insurance Company (Nashville, TN)
- **_If you are an internal associate , please login to Workday and apply through Jobs Hub._** **Job Purpose** **In partnership with External Wholesalers and Internal ... insurance preferred.** **Prior insurance or investment wholesaling experience preferred.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7,… more
- Fifth Third Bank, NA (New York, NY)
- …role may also provide oversight of Analysts, Associates and CAP's (Commercial Associate Program participants) The role is responsible and accountable for risk by ... Leadership Program participants. MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: + Securities Industry Essentials (SIE), Series 79 & 63 license required. +… more
- M&T Bank (Boston, MA)
- …to, custom residential mortgages and real estate related transactions, marketable securities , concentrated stock, real estate, fine art, yachts, aircraft, hedge fund ... monitoring, maturing loans, delinquencies, and appropriate risk ratings. Guide the Associate to effectively execute the overall outcome of these responsibilities. +… more
- DuPont (Richmond, VA)
- …for Each Work Order Executed **Qualifications:** + High School Diploma or Equivalent required, Associate or Bachelor degree preferred + 5 to 7 years of industrial or ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, ... supporting financial advisors who provide financial planning, investment advisory and securities transaction services to their clients. The ideal candidate is… more
- Edward Jones (Lafayette, IN)
- …in the branch of mutual trust, respect, feedback, and accountability. + As an associate , you are required to complete ongoing training offered by the firm and ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Ferguson Enterprises, LLC. (Humble, TX)
- …+ Knowledge of credit fundamentals (ex: financial statement analysis, secondary securities , contract/bankruptcy law, etc.). At Ferguson, we care for each other. ... coverage, gender affirming and family building benefits, paid parental leave, associate discounts, community involvement opportunities and more! - **Pay Range:** -… more
- Federal Reserve Bank (Cleveland, OH)
- …+ Performs other duties as assigned or requested **Education and Experience:** + Associate degree and 7 years of related work experience OR + Bachelor's degree ... depository institutions. If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted… more
- New York State Civil Service (Albany, NY)
- …Qualifications* Professional Risk Managers' International Association certifications: o Associate Professional Risk Managero Credit and Counterparty Managero Market, ... development. * Reviewing traded products, related derivative and cash securities pricing techniques, Value-at-Risk, and/or counterparty credit risk modeling… more
- Michaels (Carpenter, IA)
- Support Center - Irving Provides legal and administrative support to the Associate General Counsel and other members of the Legal Department. Under the direction of ... this position is responsible for managing and maintaining litigation, employment, securities , intellectual property, and other regulatory matters. + Manage and… more