- Truist (Winter Park, FL)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …input to ensure all relevant information is considered. + Identifies securities valuations and financial review processes and develops methodology for accurate ... securities valuation and financial review across the organization resulting...cost allocation concepts and practices. **Skill in** + Reviewing securities valuations and their impact on the net asset… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Securities and Exchange Commission (Washington, DC)
- …The Division of Examinations (Exams) is seeking to fill the position of Associate Director in the Technology Controls Program. This position is located in ... intake point for information filed under Regulation SCI. The National Associate Director (Exams) supervises and directs Exams' Technology Control Program. The… more
- Thrivent Financial (Spokane, WA)
- …services practice of Thrivent in Spokane, WA. We are growing and adding an Associate Financial Advisor to our team. Our vision is to offer our clients sound ... life. This is a full time role. As an Associate Financial Advisor, you'll be a resource for our...Ability to maintain integrity of sensitive/confidential information Requirements + Securities (Series 7 and 66 or Series 7, 63… more
- S&P Global (New York, NY)
- …backed by a wide variety of ABS assets. In this role, the Associate will be responsible for the end-to-end rating process, research, cash flow, credit, ... to the structures and enhancement levels under various economic scenarios. The Associate is expected to conduct credit rating committees and interact with bankers,… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As an Associate in the Risk Management - Treasury and Chief Investment Office - Interest Rate ... and the impact from the Chief Investment Office's investment securities portfolio and other related activities. These activities are...its regulatory compliance This group seeks to hire an Associate to join its Interest Rate Risk and FTP… more
- Hawaiian Electric (Honolulu, HI)
- Associate General Counsel or Senior Associate General Counsel (Litigation & Regulatory) - Oahu Date:Sep 12, 2025 Location: Honolulu, Hawaii (HI), US, 96813 ... vacancy available. (Role: Manager) This posting seeks to fill at either the Associate General Counsel or Senior Associate General Counsel (Litigation &… more
- Raymond James Financial, Inc. (Dallas, TX)
- …the Financial Services industry, Raymond James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and creative problem solver to join ... by the financial advisor. * Oversees the process of outside account reporting, securities litigation submissions and renewing of insurance and state securities … more
- Manulife (Tempe, AZ)
- Those who join our Internal Business Associate role, have an exciting opportunity to partner with Internal Business Consultants and the Sales Management Team to ... need to acquire the Series 7 and Series 66 securities licenses within 120 days of hire so that...these exams. You will also need to complete your Securities Industry Essentials (SIE) exam. We will also provide… more