- TIAA (Memphis, TN)
- The Counsel job works to support the protecting of an organization's rights, obligations and privileges and its legal interests by drafting legal advice and by ... needs of the organization. This job provides support in legal advice and counsel in business-related areas of expertise, such as corporate law, real estate, tax,… more
- TD Bank (New York, NY)
- …and Business Leaders. This role will support a subset of the TD Securities portfolio. The Specialized HR Associate provides specialized analytical support and ... (or non-qualification) accordingly and coordinates corresponding communications with external counsel and related parties + Independently delivers assigned initiatives,… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its ... business units on a wide range of broker-dealer and investment advisory compliance issues. The firm has a reputation...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- US Bank (New York, NY)
- …in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate finance, ... for US Bank's Global Capital Markets group, which includes the Investment Grade Underwriting, Leverage Finance, Structured Credit, Derivatives, Foreign Exchange,… more
- Thrivent Financial (Lakewood, CA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Albert Lea, MN)
- …to Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Faribault, MN)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- BlackRock (Princeton, NJ)
- …preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and ... exposure to the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and… more