- Robert Half Legal (San Diego, CA)
- …touch of a smaller practice. The firm handles complex business, employment, securities , and intellectual property disputes for a diverse client base, emphasizing ... e-filing in both state and federal courts + Draft correspondence and shells for attorney review + Support 2-3 attorneys in a fast-paced environment + Assist with… more
- Edward Jones (Tempe, AZ)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... client estate planning documents (ie trusts, wills, power of attorney , medical/healthcare directives, gift/estate tax returns, prenuptial agreements, divorce decree,… more
- Robert Half Legal (Jacksonville, FL)
- …risks. * Offer guidance on financial transactions, including loan agreements and securities compliance. * Manage external legal counsel to ensure efficient and ... in commercial contracts, corporate law, and related legal functions. * Licensed attorney with active membership in good standing. * Extensive experience in contract… more
- Janus Henderson Investors (Denver, CO)
- …all employee Happy Hours Must have skills + 12+ years of experience as an attorney within a law firm or financial services company with concentration on '40 Act ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- Citigroup (Tampa, FL)
- …is a Transaction Management Officer II, which is a senior level, non- attorney role, responsible for representing the Legal Function in providing Transaction ... relationship, entering into transactions or services with Citi, documenting trading in securities between two or more parties). This role requires a pragmatic,… more
- PennyMac (Westlake Village, CA)
- …wide arrange of mortgage-related assets, including mortgage loans, servicing advances, securities , participation interests and servicing rights + Be responsible for ... management agreements, custodial agreements, confidentiality agreements, guarantees, powers of attorney , and related ancillary agreements + Provide legal support to… more
- Citigroup (Washington, DC)
- …capital and risk mitigation frameworks across global derivatives and securities financing markets. Additional responsibilities may include other regulatory matters ... applicable capital rules.** **This role requires a pragmatic, proactive attorney with thorough understanding of financial markets and transactional documentation.… more
- MUFG (New York, NY)
- …more details. **Main purpose of the role** MUFG is seeking a seasoned transactional attorney with a minimum of 5 years' experience to support the legal execution of ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Robert Half Legal (Conshohocken, PA)
- Description We are looking for an Associate Attorney with a strong litigation background and 2-4 years of relevant experience to join our client's law firm in ... to work on complex cases across financial services, healthcare, and securities , providing meaningful representation to clients while building expertise in antitrust… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …prepare legal documents and other correspondence both with and without attorney supervision. + Provide legal and administrative support services in connection ... of the paralegal profession. + Principles of banking, finance, and securities industry operations. + Fundamental corporate governance with a regulated entity.… more