- Lincoln Financial (Radnor, PA)
- …at a Glance This position will perform legal work on a broad range of US securities and corporate law matters, with an emphasis on aspects of work related to proxy ... reports on Form 8-K and Section 16 reporting obligations; securities offerings under the 1933 Act; earnings releases and...Legal Team on a variety of matters * Monitor, track , and advise on potential impacts of new and… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee Relations Director, Regulatory ... with internal and external legal counsel. Knowledge of the attorney -client privilege and what must be done to preserve...to preserve the privilege in investigations, etc. + Proven track record of managing complex employee relations issues and… more
- ALBEMARLE (Charlotte, NC)
- …and capital allocations. + Develop succession planning and foster professional development within the legal department. Strategic and Transactional Expertise: ... + Serve as the lead M&A attorney for the enterprise, advising the Executive Vice President,...domestic and international transactions. + In-depth knowledge of US securities laws, antitrust regulations, and global regulatory frameworks relevant… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …clients to identify planning needs; determine a planning road map; and track completed objectives. + Routine collaboration with Private Wealth Consultants & Wealth ... financial advisor, the client and the client's legal and tax professionals (eg attorney or CPA). + Leverages planning software tools to provide modeling guidance for… more